328 Compliance Officers jobs in Kuala Lumpur

Overview

We are seeking a dynamic and experienced Lead for our Audit team. This role is pivotal in ensuring the timely and high-quality execution of compliance audits. The ideal candidate will have a strong background in audit, risk management, and data analytics, with excellent communication and leadership skills. This position is based in Malaysia (Kuala Lumpur) and will manage a team of auditors, guiding them to develop and execute risk-based audit plans. The Lead will deliver audit findings to external customers and internal stakeholders, ensuring compliance with Client’s pricing contracts and driving process improvements.

• Manage the day-to-day activities of the Audit/compliance team, ensuring audits are executed on time and with high quality.
• Develop and review risk-based audit plans, ensuring comprehensive coverage of audit areas.
• Guide and coach auditors, particularly new team members, to enhance their skills and effectiveness.
• Review audit fieldwork conducted by the team, ensuring appropriate auditing methods are used and findings are accurately documented.
• Support auditors in consolidating and presenting audit findings and recommendations to relevant stakeholders, both internal and external.
• Utilize data analytics, audit findings, and continuous learning to identify emerging risks and influence business managers and leaders on appropriate risk mitigation actions.
• Analyze partner claim data and proof-of-performance documentation to support compliance validation and audit decision-making.
• Partner with auditors and program managers to identify automation opportunities for repetitive tasks and reporting processes.
• Support the design and enhancement of data-driven audit models and tools that flag anomalies, risk trends, or non-compliance patterns.
• Collaborate with IT, tools, and program teams to validate data accuracy, integrity, and structure across platforms.
• Drive results by inspiring people, modelling Client’s values, developing the capabilities of others, and fostering a productive work environment.

• Master's degree in a relevant discipline (Finance, Accounting, Economics, Data Science, Mathematics, or Business).
• Professional certifications including MBA, CA, CMA, CIMA, ACCA and CPA, and/or equivalents.
• Minimum 15 years of work experience in audit, risk management, controls or a financial compliance-related role.
• Strategic thinking with experience developing and implementing audit strategies and plans.
• Proven experience in leading and managing teams.
• Excellent communication skills for reporting and influencing senior management and stakeholders.
• Advanced analytics skills to analyze complex financial data and identify significant issues.
• Ability to manage multiple projects and priorities effectively.
• Ability to resolve and address complex audit issues.
• Organizational savvy with the ability to navigate complex stakeholder environments.
• Proficiency with advanced audit software and financial systems; staying updated with industry standards and regulations.
• Familiarity with marketing finance, partner compliance, or co-marketing programs.

• Executive

• Full-time

• Accounting/Auditing and Finance
• Industries: Business Consulting and Services

Join to apply for the Audit & Compliance Specialist - Mandarin Speaking role at Accenture Southeast Asia

We are looking for an experienced Finance professional to conduct compliance audits, as well as partner with relevant internal stakeholders in Sales, Marketing, Legal and Finance to drive process and policy improvements to mitigate material financial risks for Client’s in the global geos. In addition, this candidate would help identify and implement improvements to our audit techniques and methods potentially through data science, behavioral science, market and industry intelligence, relevant prior experience and other disciplines.

Key responsibilities would include:

• Developing test plans for customer audits based on risk analysis of the audit area and reviewing pertinent data and information.
• Conducting audit fieldwork using appropriate auditing methods. Consolidate and present audit findings and recommendations to relevant internal and external stakeholders.
• Follow up with relevant internal stakeholders on the implementation of audit recommendations.
• Coaching and mentoring junior customer auditors in the team in the conduct of their customer audits.
• Proactively engaging with other regional counterparts to share and extract key audit findings, hence enable the regions to agilely intercept emerging risks.
• Lead and deliver global risk management related projects.
• Using data analytics and continued learning of Client’s business environment, to identify emerging risks, hence influence operational business partners on appropriate risk mitigation actions.
• Collaborating with counterparts in other regions and HQ in driving policy and process improvements, as well as delivery of data science projects to improve the efficiency and effectiveness of our risk management and monitoring capability; and
• Delivering compliance training, as necessary, to help reinforce internal company policies and guidelines.

Minimum Qualifications:

• Strong bachelor's degree in relevant discipline (including but not limited to Finance, Accounting, Economics, Data Science, Mathematics or Business)
• Minimum 5 to 8 years work experience in a Finance or financial compliance related role
• Prior experience in internal audit, external audit or an investigation's role
• Experience in financial modelling and analysis with intermediate to high proficiency in the use of Microsoft Excel and Power BI tools
• Strong communication and presentation skills
• Able to effectively manage and lead projects
• Highly analytical, able to extract insights from multiple sources of data.
• Working knowledge of Python and/or SQL

Mid-Senior level

Full-time

Accounting/Auditing and Finance

About the Role

We are seeking a meticulous and forward-thinking legal professional to join our Legal & Compliance team. This role is pivotal in ensuring the integrity and legal soundness of our asset management operations, with a strong emphasis on drafting, reviewing, and advising on legal documentation and regulatory compliance.

What You'll Be Doing

• Draft, review, and refine legal documents and agreements to ensure alignment with applicable laws, regulations, and internal governance standards
• Provide clear, actionable legal advice to internal stakeholders across asset management and operational teams
• Monitor and report on compliance with regulatory frameworks governing asset management activities
• Conduct risk assessments and implement internal controls to mitigate legal and regulatory exposure
• Develop and maintain compliance policies, procedures, and training programs to foster a culture of accountability and ethical conduct
• Liaise with regulators, external counsel, and auditors to uphold a robust compliance posture and facilitate transparent communication
• Investigate and resolve compliance-related incidents, ensuring timely escalation and documentation
• Stay abreast of evolving legal and regulatory developments, proactively advising the business on implications and strategic responses
• Support the development and enhancement of compliance reporting and monitoring systems

Ideal Candidate Profile

• Proven experience in legal drafting, contract negotiation, and regulatory advisory (preferably in asset management or financial services)
• Strong understanding of offshore legal frameworks and international compliance standards, particularly in jurisdictions such as BVI and Seychelles.
• Exceptional attention to detail, with the ability to translate complex legal concepts into clear, business-friendly guidance
• Collaborative mindset with the confidence to engage across departments and senior leadership
• Ability to manage multiple priorities while maintaining high standards of professionalism and discretion

What We Offer

At Alphaline, we are committed to nurturing both the professional and personal growth of our team. Beyond a competitive remuneration package, we provide:

• Ongoing training and development tailored to offshore legal and compliance frameworks
• Clear pathways for career progression and leadership advancement
• A collaborative, inclusive work environment that values integrity, innovation, and mutual respect
• Exposure to international fund structures and cross-border regulatory engagement

About Us

Alphaline is a boutique financial services firm with core expertise in cryptocurrency trading, offshore fund management, and trust structuring. Our mission is to provide secure, compliant, and client-centric financial structures that support sustainable growth in a rapidly evolving global market. With an agile governance model and a deep understanding of digital finance, we empower our clients to navigate complexity with confidence.

If you are a driven legal or compliance professional seeking a rewarding career in offshore finance, we invite you to apply and grow with us.

We're hiring! Join our team as a Legal & Compliance Officer, based in our Kuala Lumpur office. This is a hybrid role with the flexibility to work both virtually and from the office.

Aon is in the business of better decisions. At Aon, we shape decisions for the better to protect and enrich the lives of people around the world.

As an organization, we are united through trust as one inclusive team and we are passionate about helping our colleagues and clients succeed.

• Drafting and reviewing contracts with clients, vendors, insurers, third parties, and ad-hoc support for the Asia Regional Client Contracting team on escalations requiring legal support.
• Assisting the local client contracts champion by acting as a point of escalation for legal and regulatory queries.
• Supporting the business in responding to client RFPs from a legal perspective.
• Engaging in contract negotiations, including those with multi-jurisdictional elements.
• Providing legal and compliance input for strategic business projects.
• Advising on employment law matters.
• Supporting litigation matters.
• Acting as the liaison officer for Aon Malaysia with Bank Negara Malaysia (BNM), and other relevant regulatory bodies.
• Advising on local regulations, preparing and filing notifications/approvals with regulators, and supporting investigations.
• Guiding the business on the application of Aon's compliance policies and procedures at local, Asia, and global levels.
• Drafting, reviewing, and revising local compliance protocols as needed.
• Preparing and delivering training on legal and compliance topics.
• Supporting the compliance review and approval process, including entertainment requests, AML, and third-party arrangements.
• Preparing and reviewing monthly local compliance listings and summaries for board meetings.
• Managing engagement and costs of external legal counsel.
• Serving as Aon Malaysia’s Data Privacy Officer and providing support to the Regional DP lead on privacy law matters as required.

• Qualified Malaysian lawyer.
• Over 8 years of legal and compliance experience post-qualification.
• At least 3 years practicing in a law firm.
• Experience in the insurance/financial services industry is preferred.
• Generalist capable of managing legal and compliance projects, with emphasis on corporate/commercial tasks including commercial contracts, advising on new business initiatives, and implementing and managing compliance programs.
• Ability to work as part of a regional team, fostering teamwork and cultivating relationships, as well as independently taking initiative when required.
• Conscientiousness and attention to detail.
• Strong interpersonal communication and presentation skills, both verbal and written.
• Critical thinking, problem-solving, and analytical skills.
• Self-motivated and responsible.
• Adaptable and quick learning ability.
• High level of integrity and professionalism.
• Excellent time management, organization, and prioritization skills.
• Language skills: excellent command of English and Bahasa Malaysia.

In addition to our comprehensive benefits package, we encourage an inclusive workforce. Plus, our agile environment allows you to manage your wellbeing and work/life balance, ensuring you can be your best self at Aon. Furthermore, all colleagues enjoy two “Global Wellbeing Days” each year, encouraging you to take time to focus on yourself. We offer a variety of working style solutions for our colleagues as well.

Our continuous learning culture inspires and equips you to learn, share and grow, helping you achieve your fullest potential. As a result, at Aon, you are more connected, more relevant, and more valued.

Aon values an innovative and inclusive workplace where all colleagues feel empowered to be their authentic selves. Aon is proud to be an equal opportunity workplace.

Aon provides equal employment opportunities to all employees and applicants for employment without regard to race, color, religion, creed, sex, sexual orientation, gender identity, national origin, age, disability, veteran, marital, domestic partner status, or other legally protected status.

We are committed to providing equal employment opportunities and fostering an inclusive workplace. If you require accommodations during the application or interview process, please let us know. You can request accommodations by emailing us at or your recruiter. We will work with you to meet your needs and ensure a fair and equitable experience.

We're hiring Join our team as a Legal & Compliance Officer, based in our Kuala Lumpur office. This is a hybrid role with the flexibility to work both virtually and from the office.

Aon is in the business of better decisions
At Aon, we shape decisions for the better to protect and enrich the lives of people around the world.

As an organization, we are united through trust as one inclusive team and we are passionate about helping our colleagues and clients succeed.

What The Day Will Look Like

• Drafting and reviewing contracts with clients, vendors, insurers, third parties, and ad-hoc support for the Asia Regional Client Contracting team on escalations requiring legal support.
• Assisting the local client contracts champion by acting as a point of escalation for legal and regulatory queries.
• Supporting the business in responding to client RFPs from a legal perspective.
• Engaging in contract negotiations, including those with multi-jurisdictional elements.
• Providing legal and compliance input for strategic business projects.
• Advising on employment law matters.
• Supporting litigation matters.
• Acting as the liaison officer for Aon Malaysia with Bank Negara Malaysia (BNM), and other relevant regulatory bodies.
• Advising on local regulations, preparing and filing notifications/approvals with regulators, and supporting investigations.
• Guiding the business on the application of Aon's compliance policies and procedures at local, Asia, and global levels.
• Drafting, reviewing, and revising local compliance protocols as needed.
• Preparing and delivering training on legal and compliance topics.
• Supporting the compliance review and approval process, including entertainment requests, AML, and third-party arrangements.
• Preparing and reviewing monthly local compliance listings and summaries for board meetings.
• Managing engagement and costs of external legal counsel.
• Serving as Aon Malaysia's Data Privacy Officer and providing support to the Regional DP lead on privacy law matters as required.

Skills And Experience That Will Lead To Success

• Qualified Malaysian lawyer.
• Over 8 years of legal and compliance experience post-qualification.
• At least 3 years practicing in a law firm.
• Experience in the insurance/financial services industry is preferred.
• Generalist capable of managing legal and compliance projects, with emphasis on corporate/commercial tasks including commercial contracts, advising on new business initiatives, and implementing and managing compliance programs.
• Ability to work as part of a regional team, fostering teamwork and cultivating relationships, as well as independently taking initiative when required.
• Conscientiousness and attention to detail.
• Strong interpersonal communication and presentation skills, both verbal and written.
• Critical thinking, problem-solving, and analytical skills.
• Self-motivated and responsible.
• Adaptable and quick learning ability.
• High level of integrity and professionalism.
• Excellent time management, organization, and prioritization skills.
• Language skills: excellent command of English and Bahasa Malaysia.

How We Support Our Colleagues
In addition to our comprehensive benefits package, we encourage an inclusive workforce. Plus, our agile environment allows you to manage your wellbeing and work/life balance, ensuring you can be your best self at Aon. Furthermore, all colleagues enjoy two "Global Wellbeing Days" each year, encouraging you to take time to focus on yourself. We offer a variety of working style solutions for our colleagues as well.

Our continuous learning culture inspires and equips you to learn, share and grow, helping you achieve your fullest potential. As a result, at Aon, you are more connected, more relevant, and more valued.

Aon values an innovative and inclusive workplace where all colleagues feel empowered to be their authentic selves. Aon is proud to be an equal opportunity workplace.

Aon provides equal employment opportunities to all employees and applicants for employment without regard to race, color, religion, creed, sex, sexual orientation, gender identity, national origin, age, disability, veteran, marital, domestic partner status, or other legally protected status.

We are committed to providing equal employment opportunities and fostering an inclusive workplace. If you require accommodations during the application or interview process, please let us know. You can request accommodations by emailing us at or your recruiter. We will work with you to meet your needs and ensure a fair and equitable experience.