43 Staff Supervision jobs in Malaysia

What is the opportunity?

Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time again for our financial strength, market leadership and philanthropic work. Our client has a processing centre of operational excellence supporting 10 countries across three geographical time zones employing a Global Operating Model to maximise efficiencies across times zones and supports a 24/5 operational capability. The objectives for Malaysia are to enhance the scalability of their global operations, improve service quality via their centres of excellence and to implement/leverage standardised processes globally. What will you do?

Support the Global Markets Supervision team by assisting in execution of Global Markets supervisory requirements across governance and reporting, documentation and strategic transformation initiatives. Aid in the administrative tasks in relation to execution of the Global Markets Supervision’s strategic vision Assist in the maintenance of the supervisory frameworks across all Global Markets business lines and regions. Assist in the maintenance and administration of new processes, solutions, and controls within Global Markets Supervision. Assist in the preparation of materials for various monthly, quarterly and as required reporting to Senior Management, Committees and regulatory bodies. Complete regular and ad hoc reviews as required by Global Markets Supervision teams. Work alongside Electronic Trading supervision and technology teams to understand how electronic trade flows are controlled. Inventory and assess the effectiveness of automated controls in those trade flows. Understand the Trading Algorithm Management Standard and assist in the maintenance and reviews of our Electronic Trading control inventory. Review and comply with Firm Policies applicable to business activities. Foster, develop and maintain strong working relationships with Global Markets Supervision colleagues across jurisdictions, front office and functional stakeholders to support the business. What do you need to succeed?

Must-have Undergraduate university degree At least 1-2 years’ experience in a Global Markets business/setting or equivalent experience in a management consulting/advisory capacity Good understanding of financial markets Working knowledge of the security asset classes Experience handling, analyzing and using large datasets to drive business outcomes Track record of regulatory and internal policy implementation experience Excellent communication and interpersonal skills to engage cross-functional team members Ability to work under pressure, responding to demanding stakeholders with time sensitive deadlines Keen attention to detail Strong ability to manage multiple tasks across programs and business lines within tight timeframes Proven impact and influence skills to engage cross-functional teams Demonstrated ability to think strategically and apply creative solutions. Nice-to-have Previous experience and understanding of electronic trading activity, including risks and expected controls Ability to work with ambiguity and navigate a complex regulatory environment Experience leading complex global cross-business projects Project management certifications What’s in it for you?

Our Client thrive on the challenge to be their best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. Our Client care about each other, reaching their potential, making a difference to their communities, and achieving success that is mutual. A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation Leaders who support your development through coaching and managing opportunities A world-class training program in financial services A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded Job Skills

Accountability, Auditing, Audits Compliance, Data Gathering Analysis, Detail-Oriented, Ethical Business, Group Problem Solving, Process Management, Quality Management, Time Management Additional Job Details

Address:

PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA City:

Putrajaya Country:

Malaysia Work hours/week:

40 Employment Type:

Full time Platform:

CAPITAL MARKETS Job Type:

Regular Pay Type:

Salaried Posted Date:

Application Deadline:

Note

Applications will be accepted until 11:59 PM on the day prior to the application deadline date above Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you. Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com

#J-18808-Ljbffr

Associate Supervisor, Banking Supervision Department (JP2) at Bank Negara Malaysia

Overview

Responsible for assessing the financial performance, risk profile, adequacy of risk management control functions, and culture of banking institutions and financial groups. Escalate supervisory concerns, provide recommendations on supervisory/intervention/resolution measures, and ensure compliance with applicable laws and regulations.

Responsibilities

• Assess the financial performance, risk profile, adequacy of risk management control functions, and culture of bank institutions (BIs) and financial groups.
• Escalate and communicate supervisory concerns; provide recommendations on supervisory/intervention/resolution measures to be imposed on BIs.
• Assess applications from BIs to ensure compliance with applicable laws and regulations; provide timely recommendations to Management.
• Execute supervisory processes in accordance with the approved supervisory framework.
• Review BIs’ compliance with regulatory requirements issued by BNM; review regulatory reporting and data submissions; institute remedial action for breaches/non-compliance.
• Understand emerging issues facing BIs and overall financial stability; identify, assess and propose solutions related to intra/inter-group linkages and interconnectedness and their implications for BIs/financial groups.
• Maintain collaboration internally and externally to exchange views, provide inputs, identify new developments, and share best practices to enhance supervisory methodology and processes.
• Undertake administrative functions and other ad-hoc assignments; pursue self-development to meet corporate and personal goals.
• Maintain professional working relationships with home supervisors and other domestic regulators (SC, PIDM, Labuan FSA).

Qualifications

• Academic Qualifications: A bachelor’s degree or a professional qualification in accounting, economics, risk management, or banking and finance.
• Experience: Experience in the financial sector or auditing sector is an added advantage.

Job Benefits

• EPF
• SOCSO
• Annual Leaves

Job Details

• Seniority level: Associate
• Employment type: Full-time
• Job function: Finance
• Location: Kota Damansara, Selangor, Malaysia

#J-18808-Ljbffr

Job Responsibility

• Assess the financial performance, risk profile, adequacy of risk management control functions, and culture of BIs/financial group.
• Escalate/communicate supervisory concerns and provide recommendations on supervisory/ intervention/ resolution measures to be imposed on BIs.
• Assess applications from BIs to ensure compliance with applicable laws and regulations and provide appropriate recommendations to Management in a timely manner.
• Execute supervisory processes in accordance with approved supervisory framework.
• Assess BIsâ compliance with the regulatory requirements issued by BNM, via review of regulatory reporting and data submission, and institute remedial action for breaches /non-compliance.
• Understand emerging issues facing BIs and overall financial stability. Able to identify, assess and propose appropriate solutions with regard to intra/inter-group, inter - linkages/inter-connectedness and implications on BIs/financial groups.
• Maintain strong collaboration internally and externally to exchange views, provide inputs, identify new developments and best practices to enhance the supervisory methodology and processes.
• Undertake administrative functions and other ad-hoc assignments.
• Self-development to meet corporate and personal goals.
• Maintain professional working relationship with home supervisors and other domestic regulators (SC, PIDM, Labuan FSA).

Job Requirements

• Academic Qualifications: A bachelorâs degree or a professional qualification in accounting, economics, risk management, or banking and finance.
• Experience: Any experience in the financial sector or auditing sector is an added advantage.

Job Benefits

• EPF
• SOCSO
• Annual Leaves

#J-18808-Ljbffr

Associate Supervisor, Banking Supervision Department (JP2) at Bank Negara Malaysia

Overview Responsible for assessing the financial performance, risk profile, adequacy of risk management control functions, and culture of banking institutions and financial groups. Escalate supervisory concerns, provide recommendations on supervisory/intervention/resolution measures, and ensure compliance with applicable laws and regulations.

Responsibilities

Assess the financial performance, risk profile, adequacy of risk management control functions, and culture of bank institutions (BIs) and financial groups.

Escalate and communicate supervisory concerns; provide recommendations on supervisory/intervention/resolution measures to be imposed on BIs.

Assess applications from BIs to ensure compliance with applicable laws and regulations; provide timely recommendations to Management.

Execute supervisory processes in accordance with the approved supervisory framework.

Review BIs’ compliance with regulatory requirements issued by BNM; review regulatory reporting and data submissions; institute remedial action for breaches/non-compliance.

Understand emerging issues facing BIs and overall financial stability; identify, assess and propose solutions related to intra/inter-group linkages and interconnectedness and their implications for BIs/financial groups.

Maintain collaboration internally and externally to exchange views, provide inputs, identify new developments, and share best practices to enhance supervisory methodology and processes.

Undertake administrative functions and other ad-hoc assignments; pursue self-development to meet corporate and personal goals.

Maintain professional working relationships with home supervisors and other domestic regulators (SC, PIDM, Labuan FSA).

Qualifications

Academic Qualifications: A bachelor’s degree or a professional qualification in accounting, economics, risk management, or banking and finance.

Experience: Experience in the financial sector or auditing sector is an added advantage.

Job Benefits

EPF

SOCSO

Annual Leaves

Job Details

Seniority level: Associate

Employment type: Full-time

Job function: Finance

Location: Kota Damansara, Selangor, Malaysia

#J-18808-Ljbffr

Job Responsibility

Assess the financial performance, risk profile, adequacy of risk management control functions, and culture of BIs/financial group.

Escalate/communicate supervisory concerns and provide recommendations on supervisory/ intervention/ resolution measures to be imposed on BIs.

Assess applications from BIs to ensure compliance with applicable laws and regulations and provide appropriate recommendations to Management in a timely manner.

Execute supervisory processes in accordance with approved supervisory framework.

Assess BIsâ compliance with the regulatory requirements issued by BNM, via review of regulatory reporting and data submission, and institute remedial action for breaches /non-compliance.

Understand emerging issues facing BIs and overall financial stability. Able to identify, assess and propose appropriate solutions with regard to intra/inter-group, inter - linkages/inter-connectedness and implications on BIs/financial groups.

Maintain strong collaboration internally and externally to exchange views, provide inputs, identify new developments and best practices to enhance the supervisory methodology and processes.

Undertake administrative functions and other ad-hoc assignments.

Self-development to meet corporate and personal goals.

Maintain professional working relationship with home supervisors and other domestic regulators (SC, PIDM, Labuan FSA).

Job Requirements

Academic Qualifications: A bachelorâs degree or a professional qualification in accounting, economics, risk management, or banking and finance.

Experience: Any experience in the financial sector or auditing sector is an added advantage.

Job Benefits

EPF

SOCSO

Annual Leaves

#J-18808-Ljbffr

Overview

Associate Supervisor/Supervisor, Market Conduct Supervision (ITOs & Intermediaries), Consumer and Market Conduct at Bank Negara Malaysia

Join to apply for the role of Associate Supervisor/Supervisor, Market Conduct Supervision (ITOs & Intermediaries), Consumer and Market Conduct role at Bank Negara Malaysia.

Responsibilities

• Conduct/Support risk-based supervisory activities, supported by prompt and proportionate supervisory and enforcement actions to achieve the Bank's desired outcomes and department's mandate, as well as ensure resources are effectively mobilised.
• Conduct/Support the effective review and implementation of the MCSF using the appropriate supervisory tools to ensure effectiveness of supervisory approach in transitioning from a rule-based to principle-based conduct regime.
• Conduct/Support and contribute towards enhancing offsite surveillance tools for prompt and accurate detection of key and emerging conduct risks to facilitate better prioritisation of supervisory activities/actions.
• Conduct/Support the administration of enforcement actions in line with the ICSEF and the Bank's Enforcement and Penalty Framework to ensure proportionate, just and timely on any breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC.
• Conduct/Support the assessment on regulatory applications from ITOs/Insurance intermediaries and ensure compliance with established policies and to carry on business of charter as well as provide ideas for continuous enhancements/improvement, financial/Islamic financial advisers, renewal of approval and transfer of shares which result in change in control; to operational efficiency (e.g., approval).
• Foster close collaboration and strong relationships with key stakeholders within/across department, relevant associations and regulatees to ensure meaningful feedback loop to support effective policy formulation and review process.
• Conduct/Support the review and ensure proportionate, just and timely resolution and remedial actions by ITOs and Insurance Intermediaries on breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC.
• Assist Supervisor in the formulation/review of Standards/Guidelines towards strengthening the market conduct regulations, professionalism and service quality of ITOs and Insurance Intermediaries, as and when required.
• Be proactive in seeking opportunities for self-development towards strengthening technical and leadership competencies.

Job Requirements

• A degree or professional qualifications in insurance, actuarial science, accounting, economics, finance, risk management or other related disciplines.
• At least two years of working experience.
• Experience in insurance, accounting and auditing is an added advantage.
• A Malaysian citizen.

Job Benefits

• EPF
• SOCSO
• Annual Leaves

Details

• Seniority level: Associate
• Employment type: Full-time
• Job function: Finance

#J-18808-Ljbffr

Job Responsibilities

• Conduct/Support risk-based supervisory activities, supported by prompt and proportionate supervisory and enforcement actions to achieve the Bank's desired outcomes and department's mandate, as well as ensure resources are effectively mobilised.
• Conduct/Support the effective review and implementation of the MCSF using the appropriate supervisory tools to ensure effectiveness of supervisory approach in transitioning from a rule-based to principle-based conduct regime.
• Conduct/Support and contribute towards enhancing offsite surveillance tools for prompt and accurate detection of key and emerging conduct risks to facilitate better prioritisation of supervisory activities/actions.
• Conduct/Support the administration of enforcement actions in line with the ICSEF and the Bank's Enforcement and Penalty Framework to ensure proportionate, just and timely on any breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC.
• Conduct/Support the assessment on regulatory applications from ITOs/Insurance intermediaries and ensure compliance with established policies and to carry on business of charter as well as provide ideas for continuous enhancements/improvement, financial/Islamic financial advisers, renewal of approval and transfer of shares which result in change in control; to operational efficiency (e.g., approval).
• Foster close collaboration and strong relationships with key stakeholders within/across department, relevant associations and regulatees to ensure meaningful feedback loop to support effective policy formulation and review process.
• Conduct/Support the review and ensure proportionate, just and timely resolution and remedial actions by ITOs and Insurance Intermediaries on breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC.
• Assist Supervisor in the formulation/review of Standards/Guidelines towards strengthening the market conduct regulations, professionalism and service quality of ITOs and Insurance Intermediaries, as and when required.
• Be proactive in seeking opportunities for self-development towards strengthening technical and leadership competencies.

Job Requirements

• A degree or professional qualifications in insurance, actuarial science, accounting, economics, finance, risk management or other related disciplines.
• At least two years of working experience.
• Experience in insurance, accounting and auditing is an added advantage.
• A Malaysian citizen.

Job Benefits

• EPF
• SOCSO
• Annual Leaves

#J-18808-Ljbffr

Overview

Associate Supervisor/Supervisor, Market Conduct Supervision (ITOs & Intermediaries), Consumer and Market Conduct at Bank Negara Malaysia Join to apply for the role of

Associate Supervisor/Supervisor, Market Conduct Supervision (ITOs & Intermediaries), Consumer and Market Conduct

role at Bank Negara Malaysia. Responsibilities

Conduct/Support risk-based supervisory activities, supported by prompt and proportionate supervisory and enforcement actions to achieve the Bank's desired outcomes and department's mandate, as well as ensure resources are effectively mobilised. Conduct/Support the effective review and implementation of the MCSF using the appropriate supervisory tools to ensure effectiveness of supervisory approach in transitioning from a rule-based to principle-based conduct regime. Conduct/Support and contribute towards enhancing offsite surveillance tools for prompt and accurate detection of key and emerging conduct risks to facilitate better prioritisation of supervisory activities/actions. Conduct/Support the administration of enforcement actions in line with the ICSEF and the Bank's Enforcement and Penalty Framework to ensure proportionate, just and timely on any breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC. Conduct/Support the assessment on regulatory applications from ITOs/Insurance intermediaries and ensure compliance with established policies and to carry on business of charter as well as provide ideas for continuous enhancements/improvement, financial/Islamic financial advisers, renewal of approval and transfer of shares which result in change in control; to operational efficiency (e.g., approval). Foster close collaboration and strong relationships with key stakeholders within/across department, relevant associations and regulatees to ensure meaningful feedback loop to support effective policy formulation and review process. Conduct/Support the review and ensure proportionate, just and timely resolution and remedial actions by ITOs and Insurance Intermediaries on breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC. Assist Supervisor in the formulation/review of Standards/Guidelines towards strengthening the market conduct regulations, professionalism and service quality of ITOs and Insurance Intermediaries, as and when required. Be proactive in seeking opportunities for self-development towards strengthening technical and leadership competencies. Job Requirements

A degree or professional qualifications in insurance, actuarial science, accounting, economics, finance, risk management or other related disciplines. At least two years of working experience. Experience in insurance, accounting and auditing is an added advantage. A Malaysian citizen. Job Benefits

EPF SOCSO Annual Leaves Details

Seniority level: Associate Employment type: Full-time Job function: Finance

#J-18808-Ljbffr

Job Responsibilities

Conduct/Support risk-based supervisory activities, supported by prompt and proportionate supervisory and enforcement actions to achieve the Bank's desired outcomes and department's mandate, as well as ensure resources are effectively mobilised. Conduct/Support the effective review and implementation of the MCSF using the appropriate supervisory tools to ensure effectiveness of supervisory approach in transitioning from a rule-based to principle-based conduct regime. Conduct/Support and contribute towards enhancing offsite surveillance tools for prompt and accurate detection of key and emerging conduct risks to facilitate better prioritisation of supervisory activities/actions. Conduct/Support the administration of enforcement actions in line with the ICSEF and the Bank's Enforcement and Penalty Framework to ensure proportionate, just and timely on any breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC. Conduct/Support the assessment on regulatory applications from ITOs/Insurance intermediaries and ensure compliance with established policies and to carry on business of charter as well as provide ideas for continuous enhancements/improvement, financial/Islamic financial advisers, renewal of approval and transfer of shares which result in change in control; to operational efficiency (e.g., approval). Foster close collaboration and strong relationships with key stakeholders within/across department, relevant associations and regulatees to ensure meaningful feedback loop to support effective policy formulation and review process. Conduct/Support the review and ensure proportionate, just and timely resolution and remedial actions by ITOs and Insurance Intermediaries on breaches of the Bank's Acts, Guidelines and Policy Documents relating to conduct/FTFC. Assist Supervisor in the formulation/review of Standards/Guidelines towards strengthening the market conduct regulations, professionalism and service quality of ITOs and Insurance Intermediaries, as and when required. Be proactive in seeking opportunities for self-development towards strengthening technical and leadership competencies. Job Requirements

A degree or professional qualifications in insurance, actuarial science, accounting, economics, finance, risk management or other related disciplines. At least two years of working experience. Experience in insurance, accounting and auditing is an added advantage. A Malaysian citizen. Job Benefits

EPF SOCSO Annual Leaves

#J-18808-Ljbffr