194 Regulatory Compliance jobs in Malaysia

Add expected salary to your profile for insights.

1. To act as the business contact person relating to regulatory compliance matters.

2. Assist Head of Regulatory and Market Conduct:

• Provide compliance assistance and advisory support to business units.
• Conduct compliance reviews to determine the level of compliance against applicable regulatory requirements.
• Oversee/perform gap analysis on new/revised regulatory requirements (e.g., BNM’s policy document) to ascertain impact to the Company’s policies, procedures, and business practices, and monitor that any necessary mitigation action plan is carried out.
• Develop, implement, and oversee control testing processes to ensure compliance with regulatory requirements and internal policies.
• Track and monitor effectiveness of controls within the business and ensure gaps identified are closed within agreed timelines. Analyze testing results and provide recommendations for improvement.
• Maintain accurate and up-to-date documentation of control testing processes, results, and corrective actions.
• Responsible for overseeing and managing compliance-related projects within the organization. Work closely with stakeholders to ensure projects are aligned with regulatory requirements.
• Compile and coordinate regulatory requests, including the compilation of documents for supervisory assessment.
• Conduct training/briefings to relevant staff on regulatory matters as well as conduct compliance awareness programs.
• Prepare compliance reports or updates, e.g., reporting to Management Compliance Committee, Board.
• Oversee and manage compliance-related projects across the organization, ensuring all projects align with regulatory requirements, internal policies, and industry best practices.

3. Monitor developments in regulatory requirements and disseminate such updates to Senior Management, management, and staff where relevant.

4. Provide regular reporting and undertake any other assignments as requested by the Head of Regulatory Compliance and Market Conduct or Chief Compliance Officer.

Salary match, Number of applicants, Skills match

Your application will include the following questions:

• Which of the following statements best describes your right to work in Malaysia?
• What’s your expected monthly basic salary?
• Which of the following types of qualifications do you have?
• How many years' experience do you have as a Regulatory Compliance Manager?
• How many years' experience do you have in the insurance industry?

While we’re in the business of helping people secure their financial future, we don’t forget our own people too, for we believe they are our greatest assets. We pride ourselves in being customer-centric, which means putting people first.

Accordingly, we’re looking for people who share this same attitude.

At MCIS Insurance, we provide an atmosphere of inclusion, collaboration, and innovation that enables individuals to contribute to the overall success of the business through their unique strengths, skills, and talents. Our people are the driving force behind the company; it is their commitment and passion that lends to the continuous success of our business.

As a member of the Sanlam Group, MCIS Insurance works closely with its parent company whilst allowing inter-company career opportunities across the Group, in offices around the world. The Sanlam Group is a South Africa-based fully-diversified financial services company, which includes insurance, financial planning, retirement, trust, wills, short-term insurance, asset management, capital market activities, investment, and wealth.

STEP UP & TAKE CHARGE OF YOUR CAREER

While we’re in the business of helping people secure their financial future, we don’t forget our own people too, for we believe they are our greatest assets. We pride ourselves in being customer-centric, which means putting people first.

Accordingly, we’re looking for people who share this same attitude.

At MCIS Insurance, we provide an atmosphere of inclusion, collaboration, and innovation that enables individuals to contribute to the overall success of the business through their unique strengths, skills, and talents. Our people are the driving force behind the company; it is their commitment and passion that lends to the continuous success of our business.

As a member of the Sanlam Group, MCIS Insurance works closely with its parent company whilst allowing inter-company career opportunities across the Group, in offices around the world. The Sanlam Group is a South Africa-based fully-diversified financial services company, which includes insurance, financial planning, retirement, trust, wills, short-term insurance, asset management, capital market activities, investment, and wealth.

To help fast track investigation, please include here any other relevant details that prompted you to report this job ad as fraudulent / misleading / discriminatory.

Researching careers? Find all the information and tips you need on career advice.

AIA Malaysia Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

Get AI-powered advice on this job and more exclusive features.

FIND YOUR 'BETTER' AT AIA

We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us.

We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more people - including our own - to live Healthier, Longer, Better Lives.

If you believe in better, we’d love to hear from you.

About The Role

Support the Head of Compliance and collaborate with the departments/functions (as first line of defence) to ensure that all regulatory risks are efficiently and effectively assessed, mitigated and controlled and that a culture of ethics and compliance is developed and maintained to ensure that AIA Bhd. and its subsidiaries operate in accordance with the AIA Group policies and guidelines and local regulatory requirements and towards this end, driving and overseeing implementation of AIA Compliance Risk Management Framework in these areas:

• Regulatory Compliance including Foreign Account Tax Compliance Act (FATCA), Common Reporting Standard (CRS) and Anti-Corruption and Bribery (ACB)
• Policies and Guidelines Formulation and Review
  
  

• Draft, review and maintain on an ongoing basis, local policies and guidelines and regulatory compliance matrix to ensure compliance with both the AIA Group requirements and local regulatory requirements.
• Identify key risks in new regulatory guidelines and trade associations requirements and make recommendations on mitigating measures.
• Establish standards and oversee implementation of procedures to ensure the compliance programs throughout the organisation are effective and efficient in identifying, preventing, detecting and correcting non-compliance with applicable rules and regulations.
• Work with relevant departments/functions to build up and/or implement compliance controls and provide quality and solutions-focused advice on compliance risk and control issues relevant to the business units for informed decision-making on compliance and ethics matters.
• Review project business cases, requests and enquiries to ensure relevant regulatory requirements are being considered to mitigate compliance risk.
  
  

• Develop and maintain a 5-year compliance review programme of whole compliance universe and conduct compliance reviews and appropriate tests to evaluate the adequacy of internal controls put in place to manage compliance risk and promptly follow up on any identified deficiencies and plans to address such deficiencies.
• Implement local regulatory guidelines and AIA Group policies/standards and monitoring work to ensure compliance (e.g. FATCA, CRS and ACB).
  
  

• Work with business unit heads to embed training on regulatory compliance risk subjects within Compliance Training framework / curriculum. Monitor implementation of an effective compliance training curriculum.
• Conduct compliance training and communicating compliance obligations to embed a culture of compliance and ethics within AIA Bhd.
• Lead and follow up in the implementation of proposed actions arising from the Ethics Survey.
  
  

• Proactively engage with business and provide advice / guidance to mitigate key compliance risks. Strengthen compliance engagement with business unit heads to educate and increase awareness of regulatory developments and ethics / compliance risks.
• Proactively monitoring relevant internal developments and regulatory & industry developments and initiating necessary actions.
• Partner with the business unit heads & Group Compliance and effect skills transfer where needed.
• Work closely with relevant business unit heads & Group Compliance and formulate appropriate workflows with sufficient checks-and-balances to facilitate the launch of new initiatives.
• Offer value-added advice to the business on regulatory and compliance issues, and lead compliance projects.
• Coordinate with other relevant local/group functions on Compliance matters and translate obligations into business solutions.
  
  

• Escalate key risks and actual/potential non-compliance incidents to the Head of Compliance and ensure incidents are managed effectively. Monitor implementation of corrective actions to remediate any identified deficiencies.
• Ensure timely and quality reporting to Group Compliance on regular basis with relevance to Regulatory Compliance framework and other related internal reporting such as to Local Data Council, ORC, EXCO and Board Risk Management Committee.
  
  

• Responsible for structuring, leading, coaching and developing the regulatory compliance team to enhance and strengthen the compliance leadership within the Company to support the business.
  
  

• Bachelor’s degree in Accounting, Finance, Law or Business with 10 years solid work experience in the financial industry handling compliance and/or controls
• In-depth understanding of the Insurance business preferred and, in lieu of insurance, financial services.
• Good interpersonal and communication skills and self-motivated.
• Good written and spoken communication skills in English and local language.
• Independent and be able to work under pressure
• Be organized, detail-oriented and analytical
• Possess leadership, coaching and influencing skills; business acumen; problem solving skills
• High level of integrity and take ownership and accountability of results
  
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Legal
• Industries Insurance

Referrals increase your chances of interviewing at AIA Malaysia by 2x

Get notified about new Director Regulatory Compliance jobs in Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia .

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 6 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 10 hours ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur City, Federal Territory of Kuala Lumpur, Malaysia 2 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 days ago

Federal Territory of Kuala Lumpur, Malaysia 1 day ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

• Monitor and interpret relevant regulations, laws and standards / policies affecting the bank.

• Provide expert advice to internal stakeholders on regulatory requirements, policy changes and best practices.

• Act as the liaison party with key regulators.

• Evaluation of compliance risk in product programme, marketing materials, outsourcing arrangements and business initiatives.

• To conduct compliance training sessions for employees.

• Identify compliance risks and recommend mitigation actions including formulation and to conduct training sessions for employees and/or management.

• Identify and assess compliance breaches as well as recommend corrective action plans.

• Assist in drafting, reviewing and updating compliance policies, procedures and frameworks.

• 10 - 15 years of experience in the financial industry, preferably compliance and non-financial risk functions (with exposure to financial institutions).

• Domain knowledge in Compliance.

• Strong organization skills with excellent attention to detail.

• Senior stakeholder management, the ability to build constructive partnerships with diverse stakeholders and challenge where required.

• Demonstrates in-depth technical capabilities and professional knowledge in related fields.

Cyberjaya, Malaysia | Posted on 08/07/2025

As the VP of Compliance at Deriv, you will assume a pivotal position in ensuring ourGroup's adherence to regulatory and statutory requirements across all areas of operation.Your expertise will play a key role in shaping and strengthening our compliance practiceson a global scale. You will provide technical advice, undertake risk assessments, developpolicies, and devise procedures to help the Group comply with relevant laws,regulations,and licensing requirements across its worldwide operations.

• Guide compliance excellence : Help steer the Deriv Group business by providingcomprehensive compliance guidance and ensuring a deep understanding ofapplicable legislation for the Group and its subsidiaries. Your insights will beinstrumental in aligning our operations with regulatory standards.
  
• Navigate regulatory changes : Stay vigilant and monitor new and proposed changesin standards, legislation, and regulatory notifications. By promptly updating internalpolicies and procedures, you will ensure the Group remains ahead of thecompliance curve.
  
• Mitigate compliance risks : Identify and assess potential compliance risks, strategiseeffective mitigation measures, and share detailed risk reports. Your expertise willenable us to proactively address compliance and regulatory challenges,safeguarding the Group's reputation.
  
• Create a collaborative compliance framework : Foster collaboration by liaising withDeriv Group's Head of Compliance and our Compliance teams worldwide. Throughan aligned and holistic compliance framework, you will help strengthen our globalcompliance efforts and ensure consistency.
  
• Engage with regulatory authorities : Act as a point of contact and build relationshipswith regulatory authorities and industry standards organisations as necessary. Yourinteractions will foster effective communication and a cooperative approach tocompliance.
  
• Perform strategic monitoring and planning : Develop and implement strategies formonitoring compliance and conducting audits, reviews, and action plans. Bycreating and revising the annual compliance work plan, you will ensure ourpractices efficiently align with evolving regulatory requirements.
  

What you have

A university degree in finance, law, risk management, banking, financial services,payments, or another relevant field

15+ years of experience in a compliance role

Deep understanding of corporate governance, anti-money laundering (AML),investment and/or payment services regulations, crypto asset regulatory

Frameworks and other relevant legislation

Experience in dealing with regulatory bodies

Solid understanding of legal requirements and controls

Excellent spoken and written English communication skills

• Competitive salary and annual performance bonus
  
• Travel and internet allowances
  
• A range of health benefits
  
• Casual dress code
  
• Ample team-building and bonding activities
  
• A chance to work with top talent from across the globe (70+ nationalities)
  

Get AI-powered advice on this job and more exclusive features.

To ensure effective management of the local Compliance function which act as a 2nd line of defence in the company.

To provide advice & support to Management as well as to monitor and ensure that business operates within the internal and external rules.

• Preparation of regulatory-related reporting, including dashboard and other periodic reporting.
• Identify and assess the compliance risks associated with company’s current and proposed future business activities, including the development of new business practices, the proposed establishment of new types of business or customer relationships, or material changes in the
• nature of such relationships.
• Provide compliance advisory to Management & staff on the applicable laws, regulations, rules and standards and the implementation of these provisions.
• Undertake ad-hoc projects, requests from regulators / management and compliance reviews.
• Review and maintain relevant compliance related frameworks, policies and procedures.
• Work with Business and Support Units to perform gap assessment on core regulations.
• Assist to review and supervise work performed by the senior regulatory compliance officers.
• Handling and escalation of compliance breaches.

We are looking for people who

• Tertiary or professional qualification in Accountancy, Finance, Business or equivalent professional qualifications.
• More than 5 years in governance, compliance, audit, risk management, insurance or banking industry.
• Knowledge on insurance/financial industry regulations and other core regulations.
• Good written & communication skills, analytical & details oriented, excellent interpersonal skills & able to interact with all staff including senior management
• Probing nature and patience.
• Creative problem solving.
• Good management and leadership skills.
• Cross functional knowledge such as identifying AML/CFT risk issue, etc.

How you succeed

• Champion and embody our Core Values in everyday tasks and interactions.
• Demonstrate high level of integrity and accountability.
• Take initiative to drive improvements and embrace change.
• Take accountability of business and regulatory compliance risks, implementing measures to mitigate them effectively.
• Keep abreast with industry trends, regulatory compliance, and emerging threats and technologies to understand and highlight potential concerns/ risks to safeguard our company proactively.

About Great Eastern

Founded in 1908, Great Eastern is a well-established market leader and trusted brand in Singapore and Malaysia. With over S$100 billion in assets and more than 16 million policyholders, including 12.5 million from government schemes, it provides insurance solutions to customers through three successful distribution channels – a tied agency force, bancassurance, and financial advisory firm Great Eastern Financial Advisers. The Group also operates in Indonesia and Brunei.

The Great Eastern Life Assurance Company Limited and Great Eastern General Insurance Limited have been assigned the financial strength and counterparty credit ratings of "AA-" by S&P Global Ratings since 2010, one of the highest among Asian life insurance companies. Great Eastern's asset management subsidiary, Lion Global Investors Limited, is one of the leading asset management companies in Southeast Asia.

Great Eastern is a subsidiary of OCBC, the longest established Singapore bank, formed in 1932. It is the second largest financial services group in Southeast Asia by assets and one of the world’s most highly-rated banks, with an Aa1 rating from Moody’s and AA- by both Fitch and S&P. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker.

To all recruitment agencies: Great Eastern does not accept unsolicited agency resumes. Please do not forward resumes to our email or our employees. We will not be responsible for any fees related to unsolicited resumes.

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Other
• Industries Insurance

Referrals increase your chances of interviewing at GREAT EASTERN by 2x

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 hours ago

Bukit Jalil, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

Federal Territory of Kuala Lumpur, Malaysia 6 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Bangsar South, Federal Territory of Kuala Lumpur, Malaysia 2 months ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 7 hours ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 month ago

Federal Territory of Kuala Lumpur, Malaysia 1 month ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Taman Tun Dr Ismail, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 5 months ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Federal Territory of Kuala Lumpur, Malaysia 4 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 8 hours ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Senior Manager, Regulatory Compliance APJ role at Tec D Malaysia

4 days ago Be among the first 25 applicants

Join to apply for the Senior Manager, Regulatory Compliance APJ role at Tec D Malaysia

Job Purpose:

Management of all matter related to regulatory compliance with all applicable import and export laws, regulations, and controls in Asia Pacific, plus United States reexport laws and regulations. This position will serve as in-house expert and technical resource for all regulatory compliance matters related to international trade export and import/customs and will provide operational and transactional level support. Management of the regulatory compliance processes at satellite offices and home site; Monitor changes in relevant governmental trade regulations and legislation; Recommend changes to Corporate Policy, process, and procedures. Oversee the implementation of system, operational or process changes if/as required. Proactively teams with sales, logistics, product marketing, purchasing, and other groups to ensure compliance with regulations. Serves as an in-house expert to address regulatory compliance export/reexport licensing activities in all Asia Pacific subsidiaries.

Responsibilities:

• Manage week-to-week/month-to-month activities of direct personnel; Management of a staff of 3 - 8 employees/contractors and managers including remote employees. Monitors performance to ensure compliance with departmental SLA's and with appropriate regulations. Develops and monitors proper metrics to measure the health and compliance of the department. Develops employees both technically and in terms of leadership skills; Develops and implements policies, procedures, and training programs; maintains the accuracy of policies, procedures, and training programs against regulatory changes.
• Compliance data management; Responsible for the determination/coordination of TD SYNNEX's products classification, valuation, country of origin, and other government agency requirements. Ensure the merging of multiple ERP systems will not have a negative effect on overall compliance.
• Direction / Oversight of APJ export operations / US re-export license program for APJ subsidiaries. This will include some international license/authorization management.
• Project Management including implementation of reporting program to monitor, track and report progress of addressing compliance gaps, process improvement initiatives and upcoming program changes. Monitors activities of the distribution centers to optimize compliance. Performs periodic on-site reviews of the distribution centers activities related to the handling of international movement of products.- Management of responses to formal inquiries from governmental entities pertaining to TD SYNNEX's activities.- Conducts audits and reviews of the APJ regulatory compliance activities; identifies compliance issues and assists with development of corrective action plans; follows-up with senior management on the progress against the corrective action plans.- Interacts with senior management of domestic and foreign business units on matters related to investigations and audits.
• Other Duties & Responsibilities: Additional duties as assigned. Meets attendance and punctuality standards. Minimum business travel.
  
  

• >5 to 8 Years of relevant work experience
• >3 to 5 Years of experience directly managing / supervising employees
• Some college degree required
• Bachelor's degree is preferred
• Customs / Trade Compliance Certifications Preferred but Not Required
• Indepth understanding of international trade compliance.
• Strong competence to interact with all levels of managment.
• Excellent communication skills, verbal and written .
• Able to negotiate skillfully, promote/sell ideas persuasively, and close transactions with mutually beneficial results.
• Possesses strong multi-cultural interpersonal skills.
• Possesses strong leadership skills with a willingness to lead, create new ideas, and be assertive.
• Possesses strong organizational and time management skills, driving tasks to completion.
• Able to constructively work under stress and pressure when faced with high workloads and deadlines.
• Able to maintain and promote social, ethical, and organizational standards in conducting internal and external business activities.
• Able to work independently with minimum supervision.
• Able to maintain confidentiality of sensitive information.
• Able to build solid, effective working relationships with others.
• Able to exhibit ability to be sensitive to the needs, concerns, and feelings of others.
• Able to perform basic mathematical calculations.
• Proven leadership and team development capabilities.
  
  

• Elective Benefits: Our programs are tailored to your country to best accommodate your lifestyle.
• Grow Your Career: Accelerate your path to success (and keep up with the future) with formal programs on leadership and professional development, and many more on-demand courses.
• Elevate Your Personal Well-Being: Boost your financial, physical, and mental well-being through seminars, events, and our global Life Empowerment Assistance Program.
• Diversity, Equity & Inclusion: It’s not just a phrase to us; valuing every voice is how we succeed. Join us in celebrating our global diversity through inclusive education, meaningful peer-to-peer conversations, and equitable growth and development opportunities.
• Make the Most of our Global Organization: Network with other new co-workers within your first 30 days through our onboarding program.
• Connect with Your Community: Participate in internal, peer-led inclusive communities and activities, including business resource groups, local volunteering events, and more environmental and social initiatives.
  
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales
• Industries IT Services and IT Consulting

Referrals increase your chances of interviewing at Tec D Malaysia by 2x

Federal Territory of Kuala Lumpur, Malaysia 6 days ago

Petaling Jaya, Selangor, Malaysia 2 months ago

Taman Tun Dr Ismail, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago

Petaling Jaya, Selangor, Malaysia 6 days ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Petaling Jaya, Selangor, Malaysia 6 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Regulatory Compliance Associate (Mandarin Speaker) role at Accenture Southeast Asia

Get AI-powered advice on this job and more exclusive features.

The primary role is to review and investigate system alerts through preliminary review to determine if there is any unusual activity or discrepancies. The Associate validates the usefulness of the alerts by utilizing internal system data sources to establish whether the transaction behavior is lawful and non-suspicious. The findings must be summarized clearly and concisely with evidences, ensuring work is completed according to established procedures and standards.

• Review transactions/alerts and escalate to Level 2 if unusual activity is indicated
• Build knowledge on Fraud and Anti-Money Laundering trends
• Adhere to process requirements and established standards
• Complete tasks independently within the set timeframes
• Maintain productivity and quality standards
• Accurately update data requirements in a timely manner
• Follow organizational policies and rules
• Develop expertise in Fraud, AML, and Customer Experience domains
• Collaborate with team members and handle additional responsibilities as needed
• Respond to customer queries

• Bachelor’s Degree, preferably in Commerce & Finance
• Strong communication skills in English & Mandarin, both written and verbal
• Knowledge of AML and Compliance processes
• Logical and analytical thinking
• Team player

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Finance and Sales
• Industry: Business Consulting and Services

This job is active and accepting applications.

Senior Manager, Regulatory Compliance APJ page is loadedSenior Manager, Regulatory Compliance APJ Apply locations Petaling Jaya, Malaysia Mumbai, India time type Full time posted on Posted Yesterday job requisition id R41998

Job Purpose:

Management of all matter related to regulatory compliance with all applicable import and export laws, regulations, and controls in Asia Pacific, plus United States reexport laws and regulations. This position will serve as in-house expert and technical resource for all regulatory compliance matters related to international trade export and import/customs and will provide operational and transactional level support. Management of the regulatory compliance processes at satellite offices and home site; Monitor changes in relevant governmental trade regulations and legislation; Recommend changes to Corporate Policy, process, and procedures. Oversee the implementation of system, operational or process changes if/as required. Proactively teams with sales, logistics, product marketing, purchasing, and other groups to ensure compliance with regulations. Serves as an in-house expert to address regulatory compliance export/reexport licensing activities in all Asia Pacific subsidiaries.

• Manage week-to-week/month-to-month activities of direct personnel; Management of a staff of 3 - 8 employees/contractors and managers including remote employees. Monitors performance to ensure compliance with departmental SLA's and with appropriate regulations. Develops and monitors proper metrics to measure the health and compliance of the department. Develops employees both technically and in terms of leadership skills; Develops and implements policies, procedures, and training programs; maintains the accuracy of policies, procedures, and training programs against regulatory changes.
• Compliance data management; Responsible for the determination/coordination of TD SYNNEX's products classification, valuation, country of origin, and other government agency requirements. Ensure the merging of multiple ERP systems will not have a negative effect on overall compliance.
• Direction / Oversight of APJ export operations / US re-export license program for APJ subsidiaries. This will include some international license/authorization management.
• Project Management including implementation of reporting program to monitor, track and report progress of addressing compliance gaps, process improvement initiatives and upcoming program changes. Monitors activities of the distribution centers to optimize compliance. Performs periodic on-site reviews of the distribution centers activities related to the handling of international movement of products.- Management of responses to formal inquiries from governmental entities pertaining to TD SYNNEX's activities.- Conducts audits and reviews of the APJ regulatory compliance activities; identifies compliance issues and assists with development of corrective action plans; follows-up with senior management on the progress against the corrective action plans.- Interacts with senior management of domestic and foreign business units on matters related to investigations and audits.
• Other Duties & Responsibilities: Additional duties as assigned. Meets attendance and punctuality standards. Minimum business travel.

• >5 to 8 Years of relevant work experience
• >3 to 5 Years of experience directly managing / supervising employees
• Some college degree required
• Bachelor's degree is preferred
• Customs / Trade Compliance Certifications Preferred but Not Required
• Indepth understanding of international trade compliance.
• Strong competence to interact with all levels of managment.
• Excellent communication skills, verbal and written .
• Able to negotiate skillfully, promote/sell ideas persuasively, and close transactions with mutually beneficial results.
• Possesses strong multi-cultural interpersonal skills.
• Possesses strong leadership skills with a willingness to lead, create new ideas, and be assertive.
• Possesses strong organizational and time management skills, driving tasks to completion.
• Able to constructively work under stress and pressure when faced with high workloads and deadlines.
• Able to maintain and promote social, ethical, and organizational standards in conducting internal and external business activities.
• Able to work independently with minimum supervision.
• Able to maintain confidentiality of sensitive information.
• Able to build solid, effective working relationships with others.
• Able to exhibit ability to be sensitive to the needs, concerns, and feelings of others.
• Able to perform basic mathematical calculations.
• Proven leadership and team development capabilities.

Key Skills

What’s In It For You?

• Elective Benefits: Our programs are tailored to your country to best accommodate your lifestyle.
• Grow Your Career: Accelerate your path to success (and keep up with the future) with formal programs on leadership and professional development, and many more on-demand courses.
• Elevate Your Personal Well-Being: Boost your financial, physical, and mental well-being through seminars, events, and our global Life Empowerment Assistance Program.
• Diversity, Equity & Inclusion: It’s not just a phrase to us; valuing every voice is how we succeed. Join us in celebrating our global diversity through inclusive education, meaningful peer-to-peer conversations, and equitable growth and development opportunities.
• Make the Most of our Global Organization : Network with other new co-workers within your first 30 days through our onboarding program.
• Connect with Your Community: Participate in internal, peer-led inclusive communities and activities, including business resource groups, local volunteering events, and more environmental and social initiatives.

Don’t meet every single requirement? Apply anyway.

At Tec D, a TD SYNNEX Company, we’re proud to be recognized as a great place to work and a leader in the promotion and practice of diversity, equity and inclusion. If you’re excited about working for our company and believe you’re a good fit for this role, we encourage you to apply. You may be exactly the person we’re looking for!

We are an equal opportunity employer and committed to building a diverse team that represents and empowers a variety of backgrounds, perspectives, and skills. All qualified applicants will receive consideration for employment based on merit, without regard to race, colour, religion, national origin, gender, gender identity or expression, sexual orientation, protected veteran status, disability, genetics, age, or any other characteristic protected by law. To support our diversity and inclusion efforts, we may ask for voluntary gender disclosure information. This data will be used solely to improve our hiring practices and ensure fair treatment for all candidates.

We’re 22,000 of IT’s best and brightest, who share an unwavering commitment to bringing products, services and solutions to the world.

Take the next step towards a rewarding career and apply today. We’re excited to meet you!

Select how often (in days) to receive an alert:

Date: 22 Jul 2025

Service Line / Portfolios: Risk, Regulatory & Forensic

Location:

Singapore, Singapore, SG

Are you ready to unleash your potential?

At Deloitte, our purpose is to make an impact that matters for our clients, our people, and the communities we serve.

We believe we have a responsibility to be a force for good, and WorldImpact is our portfolio of initiatives focused on making a tangible impact on society’s biggest challenges and creating a better future. We strive to advise clients on how to deliver purpose-led growth and embed more equitable, inclusive as well as sustainable business practices.

Hence, we seek talented individuals driven to excel and innovate, working together to achieve our shared goals.
We are committed to creating positive work experiences that foster a culture of respect and inclusion, where diverse perspectives are celebrated, and everyone is recognized for their contributions.

Ready to unleash your potential with us? Join the winning team now!

What you will do

Deloitte is growing its Strategy, Risk, and Transaction (SR&T) – Regulatory & Financial Risk practice in Southeast Asia. We provide risk transformation, data and modeling solutions focusing on some of the unique and complex issues our clients are facing in finance. Advise our clients how to optimize compliance programs, standardize processes and transform compliance to protect their value across the business, while building great visibility, efficiency and confidence for the future.

You will work alongside our clients to bring a rigorous, evidence based analytical capability to help them solve pressing and complex issues. This includes revealing insight and delivering value through pragmatic and actionable recommendations. You will have the opportunity to work collaboratively with our clients to understand the forces that are driving change, identifying opportunities and develop solutions across the whole organization.

The nature of the work we do includes:

• Collaborate with teams to understand client requirements and business objectives, providing insights to resolve technical and functional challenges.
• Support client presentations and demonstrations, effectively communicating solutions while building and nurturing strong client relationships to exceed expectations.
• Conduct thorough requirement gathering to develop tailored business solutions and validate them against client standards.
• Leverage expertise in relevant technologies and tools while staying updated on emerging trends and regulatory developments to deliver innovative and effective solutions.
• Collaborate closely with consultant, senior consultants, managers, and stakeholders to align on project goals.
• Contribute to project planning, execution, and delivery, managing risks and issues effectively.
• Engage in learning and development initiatives to fulfill training and qualifications.
• Support client relationship management activities and contribute to proposal development, bids, and market opportunities to expand the firm's footprint.

Your role as a team member:

At Deloitte, we believe in the importance of empowering our people to be leaders at all levels. We expect our people to embrace and live our purpose and shared values, challenging themselves everyday to identify issues that are most important to our clients, our people and the communities, and to make an impact that matters. In addition to living our purpose, Consultants across our Firm are expected to:

• Understand the expectations set and demonstrates personal accountability for keeping own performance on track.
• Understand how our daily work contributes to the priorities of the team and the business.
• Demonstrate strong commitment to personal learning and development.
• Actively focus on developing effective communication and relationship-building skills, with stakeholders, clients and team.

You are someone with:

• Possesses a degree, preferably in Actuarial Science, Statistics, Economics, Mathematics, Finance, Accountancy, Risk Management, or a related field.
• Professional certifications (e.g., FRM, PRM, CFA) are an added advantage.
• Demonstrates strong domain and technical-functional knowledge in risk management solutions, including Basel, IFRS 9, Liquidity, Credit Risk, and Banking Regulations.
• Hands-on experience with data analytics and visualization tools such as SQL, Power BI, Python, and SAS preferred.
• Proficient in Microsoft Excel, PowerPoint, and Word, with advanced skills.
• Strong analytical, problem-solving, and data interpretation skills with high attention to detail.
• Excellent communication, interpersonal, collaboration, and client management abilities.
• Proficient in business-level English, both verbal and written.
• Capable of working independently, multitasking, and managing projects effectively.
• Works efficiently against demanding timelines.
• A high-performing, coachable team player who prioritizes continuous development, puts clients first, and exemplifies a values-driven mindset.

Due to volume of applications, we regret only shortlisted candidates will be notified.

Please note that Deloitte will never reach out to you directly via messaging platforms to offer you employment opportunities or request for money or your personal information. Kindly apply for roles that you are interested in via this official Deloitte website.

Requisition ID: 107918

In Singapore, the services are provided by Deloitte and other related entities in Singapore("Deloitte in Singapore"), which are affiliates of Deloitte Southeast Asia Ltd. Deloitte Southeast Asia Ltd is a member firm of Deloitte Touche Tohmatsu Limited. Deloitte in Singapore, which is within the Deloitte Network, is the entity that is providing this Website.