13 Construction Codes jobs in Malaysia
Regulatory Compliance Lead
Posted 1 day ago
Job Viewed
Job Description
Press Tab to Move to Skip to Content Link
Select how often (in days) to receive an alert: Create Alert
Entity Field: Axiata Digital Capital (Malaysia)
Regulatory Compliance LeadBoost is the fintech arm of Axiata that unifies financial services spanning payments, micro-financing, micro-insurance, cross-border content services and merchant solutions. We combine best-in-class software, in-house data and AI to meet the growing and diverse needs of our customers and merchants across the region, with the aim of becoming a full-spectrum fintech player in Southeast Asia. Our businesses are streamlined into five core brands:
- Boost Life - The Boost eWallet & Lifestyle business that focuses on consumer lifestyle offerings such as online and offline retail payments, bill settlement, insurance and transportation & transit use cases with new features constantly introduced.
- Boost Biz - The merchant business that offers a payment platform for enterprises of all sizes, business tools and digitalisation solutions.
- Boost Credit - Formerly Aspirasi, it houses the micro-financing & micro-insurance business and is a pioneering Digital Alternative financier in Malaysia and Indonesia.
- Boost Connect - Formerly Apigate, Boost Connect is a global digital monetization and customer growth payment platform ecosystem provider with innovative products and services.
- Boost Indonesia - Formerly Aspirasi Indonesia, is providing micro-financing business and digital merchant business for various sizes of enterprises (formerly Boost Indonesia) in Indonesia.
Strategic Role
Support Head of Risk and Compliance in ensuring optimal regulatory outcomes for Boost group of companies in relation to digital financial-related services, through regulatory advice, strategic regulatory planning and effective stakeholder management
Functional Role
Ensure compliance with regulatory requirements at Boost Credit (supporting across Boost group of companies and in particular digital financial-related services), through tracking, monitoring and reporting of compliance as well as engagement with internal and external stakeholders
This role is within Boost Credit and functionally reports to the Head of Risk and Compliance.
The Role
Strategic:
Support the Boost Credit regulatory function, in the following areas:
- Research and develop advocacy initiatives, submissions and negotiating positions together with key stakeholders such as Government, regulatory authorities and industry players
- Develop a Regulatory Roadmap and Regulatory Action Plan to support digital services strategy
- Facilitate appropriate initiatives to coordinate regulatory approaches to digital services across Boost Credit including improving overall knowledge of regulatory issues and formulating aligned advocacy positions on regulatory issues
- Develop and implement engagement plans to secure positive and optimal regulatory outcomes for Boost Credit in relation to digital services, and playing a significant role in shaping regulatory developments in relation to digital services within the region and internationally;
- Monitoring regulatory initiatives relating to digital services undertaken by regulatory authorities and other relevant stakeholders to obtain an overview of regulatory issues, together with associated risk, impact and action to be taken
Functional:
- Manage Boost Credit's compliance with legal, regulatory and licensing conditions including data protection, anti-money laundering and anti-bribery and corruption requirements, supported by available frameworks and resources from the broader Axiata group, by, among other things:
- Identify, tracking and monitoring of regulatory approvals/ notifications needed
- Prepare submissions to secure/renew/maintain the relevant approvals, licenses etc
- Prepare responses to queries from regulators necessary to ensure regulatory compliance
- Implement initiatives to ensure compliance, such as data protection, anti-money laundering, or anti-bribery policies, processes or procedures (this may include conducting activities such as AMLCFT screening, transaction monitoring and reporting)
- Ensure staff are adequately trained in matters such as data protection, anti-money laundering and anti-bribery and corruption
- Manage reviews or assurance processes where required
- Coordinate, support and work together with existing functions on regulatory and compliance matters to ensure they are holistically and adequately addressed
- Monitor regulatory and compliance developments and providing updates
Key Result Areas
- Regulatory affairs and policy support for Boost Credit
- Compliance with legal and regulatory requirements and licensing conditions
Requirements
- A Bachelor’s or Master’s Degree in Business/Finance/Law or other relevant qualification
- Minimum 6 – 8 years’ experience in in-house advisory, compliance, regulatory or consulting work preferably in the financial services or related industry
- Excellent communication, stakeholder management and people skills
- Strong compliance, internal controls & regulatory reporting
- Working knowledge of banking & financial services, moneylender and data protection regulatory regimes
- Familiar with related disciplines such as digital or financial inclusion policy, data protection principles etc. will be a high advantage
- Experience working in a fluid/ fast-moving environment/ start-up will be an advantage
Manager, Regulatory Compliance
Posted 10 days ago
Job Viewed
Job Description
Add expected salary to your profile for insights.
MCIS Life stays true to the essence of life and medical insurance; the idea that one person can make a difference in the lives of others. Our brand promise, #PeopleHelpingPeople , encapsulates that ethos. We cultivate trustworthy, caring, and respectful relationships with our customers. Motivated by their future security, we embrace a progressive mindset and innovative thinking. Through family-minded insurance products, we forge a path toward a brighter tomorrow.
WHY JOIN US?
Step forward and take charge of your career!
Aside from being firm believers in helping people secure their financial future, we believe our people are our greatest assets. With #PeopleHelpingPeople as the core of our brand, we want to help our people by taking their needs into account as well.
Roles & Responsibilities:
- To act as the business contact person relating to regulatory compliance matters.
- Assist Head Regulatory and Market Conduct:
- Provide compliance assistance and advisory support to business units.
- Conduct compliance reviews to determine the level of compliance against applicable regulatory requirements.
- Oversee/perform gap analysis on new/ revised regulatory requirements (e.g., BNM’s policy document) to ascertain impact to the Company’s policies, procedures, and business practices, and monitor that any necessary mitigation action plan is carried out.
- Develop, implement, and oversee control testing processes to ensure compliance with regulatory requirements and internal policies.
- Track and monitor the effectiveness of controls within the business and ensure gaps identified are closed within agreed timelines. Analyze testing results and provide recommendations for improvement.
- Maintain accurate and up-to-date documentation of control testing processes, results, and corrective actions.
- Responsible for overseeing and managing compliance-related projects within the organization. Work closely with stakeholders to ensure projects are aligned with regulatory requirements.
- Compile and coordinate regulatory requests, including the compilation of documents for supervisory assessment.
- Conduct training/briefings to relevant staff on regulatory matters and conduct compliance awareness programs.
- Prepare compliance reports or updates, e.g., reporting to Management Compliance Committee, Board.
- Oversee and manage compliance-related projects across the organization, ensuring alignment with regulatory requirements, internal policies, and industry best practices.
- Monitor developments in regulatory requirements and disseminate updates to Senior Management, management, and staff where relevant.
- Provide regular reporting and undertake any other assignments as requested by the Head of Regulatory Compliance and Market Conduct or Chief Compliance Officer.
- What's your expected monthly basic salary?
- Which of the following types of qualifications do you have?
- How many years' experience do you have as a Regulatory Compliance Manager?
- How many years' experience do you have in the insurance industry?
Join MCIS Life: Make a Meaningful Impact
Join MCIS Life for a rewarding career where you can make a meaningful impact on the lives of others. We are seeking driven individuals eager to contribute to our high-performance culture through our S.A.A.T. strategy, encapsulated in our motto: 'Every Second Unlocks a New You: Transforming Attitudes and Shaping the Right Mindset.'
At MCIS Life, we believe our people are our greatest assets, and we are committed to fostering an inclusive environment that empowers you to grow and succeed. We prioritize creating a diverse, equitable, and inclusive workplace where every employee feels valued and respected, ensuring equal opportunities for professional growth and development. Diversity is celebrated as a source of strength and innovation, and we are dedicated to ongoing efforts to eliminate discrimination, bias, and harassment in all its forms.
If our mission and your mission align, please apply:
How do your skills match this job? How do your skills match this job?Sign in and update your profile to get insights.
Your application will include the following questions:
While we’re in the business of helping people secure their financial future, we don’t forget our own people too, for we believe they are our greatest assets. We pride ourselves in being customer-centric, which means putting people first.
Accordingly, we’re looking for people who share this same attitude.
At MCIS Insurance, we provide an atmosphere of inclusion, collaboration, and innovation that enables individuals to contribute to the overall success of the business through their unique strengths, skills, and talents. Our people are the driving force behind the company; it is their commitment and passion that lend to the continuous success of our business.
As a member of the Sanlam Group, MCIS Insurance works closely with its parent company while allowing inter-company career opportunities across the Group, in offices around the world. The Sanlam Group is a South Africa-based fully-diversified financial services company, which includes insurance, financial planning, retirement, trust, wills, short-term insurance, asset management, capital market activities, investment, and wealth.
STEP UP & TAKE CHARGE OF YOUR CAREER
While we’re in the business of helping people secure their financial future, we don’t forget our own people too, for we believe they are our greatest assets. We pride ourselves in being customer-centric, which means putting people first.
Accordingly, we’re looking for people who share this same attitude.
At MCIS Insurance, we provide an atmosphere of inclusion, collaboration, and innovation that enables individuals to contribute to the overall success of the business through their unique strengths, skills, and talents. Our people are the driving force behind the company; it is their commitment and passion that lends to the continuous success of our business.
To help fast-track investigation, please include here any other relevant details that prompted you to report this job ad as fraudulent / misleading / discriminatory.
Researching careers? Find all the information and tips you need on career advice.
Specialist, Regulatory Compliance Advisory
Posted 12 days ago
Job Viewed
Job Description
Join to apply for the Specialist, Regulatory Compliance Advisory role at RHB Banking Group
Specialist, Regulatory Compliance AdvisoryJoin to apply for the Specialist, Regulatory Compliance Advisory role at RHB Banking Group
Get AI-powered advice on this job and more exclusive features.
- Provide advisory to business and functional groups on compliance related matters.
- Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.
- Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, Functional Manual, etc.
- Perform Self-Assessment Checklist on policy/guidelines issued by Regulators
- Manage and escalate BNM’s request via Kijangnet/BNM website, email on the regulations requirement and feedback (e.g exposure draft, notification, surveys) and track the completion timeline.
- Manage, escalate and attend queries received from Branches via Compliance Helpdesk and ensure it is attended on timely manner.
- Preparation of compliance report on new/revised guidelines for submission to relevant committees and Board eg. monthly compliance report, etc.
- Provide briefing/training to Compliance FGs/FAs, business and functional groups, branches on compliance documents (framework, policy, guidelines) FEP, FATCA, CRS, etc when required.
- Seniority level Entry level
- Employment type Full-time
- Job function Legal
Referrals increase your chances of interviewing at RHB Banking Group by 2x
Get notified about new Regulatory Compliance Specialist jobs in Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia .
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Head of Regulatory and R&D Systems, Meals & BeverageFederal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
Operational Excellence (OpEx) Specialist (Compliance Operations)Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago
Internship - Governance, Risk &Compliance Services (Petaling Jaya) Senior Executive, Food Regulatory (Contract Position - 1 year)Bukit Jalil, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 hour ago
Sen Exec,Sst and Gst Compliance&AdvisoryKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
Regulatory Technologist (Europe) - 6 months contractWP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 11 months ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 6 days ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
SA - TRC - Governance, Risk & Compliance (Petaling Jaya)Petaling Jaya, Selangor, Malaysia 3 days ago
Regulatory & Compliance Project Manager (VIP & Institutional) - 6 month contractKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Petaling Jaya, Selangor, Malaysia 1 month ago
Internship - Governance, Risk &Compliance Services (Petaling Jaya)WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Federal Territory of Kuala Lumpur, Malaysia 1 week ago
Strategic Platform Compliance - Listing & Content, MY MarketplaceKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
Quality & Compliance Specialist (CSV, GMP, GCP)Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
Federal Territory of Kuala Lumpur, Malaysia 1 week ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrSenior Manager, Governance & Regulatory Compliance
Posted 8 days ago
Job Viewed
Job Description
This role is a hybrid of governance leadership and regional compliance execution. The candidate is responsible for overseeing the compliance framework in Singapore and supporting regional governance across Southeast Asia, ensuring alignment with regulatory requirements from MAS, BNM and BOT and other relevant payments regulations, where necessary. The role combines strategic oversight with hands-on regulatory engagement, quality assurance, and stakeholder management.
This role provides strategic oversight, collaborates with key stakeholders, and ensures Fraud, AML, CFT & CPF policies and procedures align with statutory requirements such as MAS, BNM, and BOT.
1. Governance & Policy Oversight
- Develop, implement, and maintain Fraud, AML, CFT and CPF policies, procedures, and governance frameworks.
- Establish governance standards for AML, CFT and CPF risk management and regulatory reporting.
- Ensure compliance with regulatory requirements from MAS, BNM, BOT, and other relevant authorities.
- Monitor regulatory developments and assess their impact on Razer Gold’s compliance framework.
2. MLRO & Regulatory Reporting
- Provide governance oversight and guidance to in-country MLROs to ensure regulatory compliance and effective risk management.
- Support in-country MLROs in the timely and accurate submission of regulatory reports including Suspicious Transaction Reports (STRs), risk assessments, and regulator-related disclosures.
- Act as a key liaison with regional regulators and law enforcement agencies on AML/CFT governance matters.
- Oversee AML, CFT and CPF governance reporting to senior management ensuring consistency across jurisdictions.
- Ensure timely and accurate regulatory reporting, including STRs and prudential reporting.
- Act as key MLRO and Compliance lead with the MAS on its PSA license compliance matters
3. Audit & Investigations
- Manage regulatory audits, internal compliance reviews, and independent assessments related to AML, CFT and CPF across covered jurisdictions
- Coordinate responses to audit findings and oversee the implementation of corrective actions across multiple countries.
- Ensure the effectiveness of AML, CFT and CPF controls through regular testing, assurance processes, and ongoing monitoring.
4. Training & Awareness
- Develop and implement Fraud, AML, CFT and CPF governance training programs for relevant teams across Thailand, Singapore, Malaysia, and other jurisdictions.
- Promote a strong Fraud, AML, CFT and CPF compliance culture and risk-awareness mindset at both regional and country levels.
5. Quality Assurance & Risk Monitoring
- Perform quality assurance reviews and compile findings for internal committees.
6. Stakeholder Management
- Collaborate with Financial Crime Compliance teams to ensure governance requirements are consistently met across different markets.
- Work closely with Business, Risk, and Legal teams to maintain a cohesive governance strategy.
- Engage with regulators, industry bodies, and financial crime networks to stay updated on best practices and regulatory expectations in covered regions.
Requirements:
- Bachelor’s degree from a recognised university, with at least 8 years of experience in a compliance-related function, preferably at a managerial level.
- • Strong understanding of MAS PSA regulations;
- • Familiarity with BNM and BOT is a plus.
- • Certification in Compliance or Anti-Money Laundering and Counter Financing of Terrorism (AML/CFT) is an added advantage.
- • Prior experience in the payment or banking industry in areas such as Fraud, compliance, risk management, legal, audit, or operations.
- • Ability to evaluate and advise on the impact of different courses of action, considering their wider implications on business activities.
- • Skilled in collaborating across multiple business units and engaging with stakeholders at all levels.
- Strong multitasking and prioritisation skills, with the ability to work in a fast-paced environment and meet deadlines.
Senior Manager, Regulatory Compliance APJ
Posted 12 days ago
Job Viewed
Job Description
Join to apply for the Senior Manager, Regulatory Compliance APJ role at Tec D Malaysia
Senior Manager, Regulatory Compliance APJ4 days ago Be among the first 25 applicants
Join to apply for the Senior Manager, Regulatory Compliance APJ role at Tec D Malaysia
Job Purpose:
Management of all matter related to regulatory compliance with all applicable import and export laws, regulations, and controls in Asia Pacific, plus United States reexport laws and regulations. This position will serve as in-house expert and technical resource for all regulatory compliance matters related to international trade export and import/customs and will provide operational and transactional level support. Management of the regulatory compliance processes at satellite offices and home site; Monitor changes in relevant governmental trade regulations and legislation; Recommend changes to Corporate Policy, process, and procedures. Oversee the implementation of system, operational or process changes if/as required. Proactively teams with sales, logistics, product marketing, purchasing, and other groups to ensure compliance with regulations. Serves as an in-house expert to address regulatory compliance export/reexport licensing activities in all Asia Pacific subsidiaries.
Responsibilities:
- Manage week-to-week/month-to-month activities of direct personnel; Management of a staff of 3 - 8 employees/contractors and managers including remote employees. Monitors performance to ensure compliance with departmental SLA's and with appropriate regulations. Develops and monitors proper metrics to measure the health and compliance of the department. Develops employees both technically and in terms of leadership skills; Develops and implements policies, procedures, and training programs; maintains the accuracy of policies, procedures, and training programs against regulatory changes.
- Compliance data management; Responsible for the determination/coordination of TD SYNNEX's products classification, valuation, country of origin, and other government agency requirements. Ensure the merging of multiple ERP systems will not have a negative effect on overall compliance.
- Direction / Oversight of APJ export operations / US re-export license program for APJ subsidiaries. This will include some international license/authorization management.
- Project Management including implementation of reporting program to monitor, track and report progress of addressing compliance gaps, process improvement initiatives and upcoming program changes. Monitors activities of the distribution centers to optimize compliance. Performs periodic on-site reviews of the distribution centers activities related to the handling of international movement of products.- Management of responses to formal inquiries from governmental entities pertaining to TD SYNNEX's activities.- Conducts audits and reviews of the APJ regulatory compliance activities; identifies compliance issues and assists with development of corrective action plans; follows-up with senior management on the progress against the corrective action plans.- Interacts with senior management of domestic and foreign business units on matters related to investigations and audits.
- Other Duties & Responsibilities: Additional duties as assigned. Meets attendance and punctuality standards. Minimum business travel.
- >5 to 8 Years of relevant work experience
- >3 to 5 Years of experience directly managing / supervising employees
- Some college degree required
- Bachelor's degree is preferred
- Customs / Trade Compliance Certifications Preferred but Not Required
- Indepth understanding of international trade compliance.
- Strong competence to interact with all levels of managment.
- Excellent communication skills, verbal and written .
- Able to negotiate skillfully, promote/sell ideas persuasively, and close transactions with mutually beneficial results.
- Possesses strong multi-cultural interpersonal skills.
- Possesses strong leadership skills with a willingness to lead, create new ideas, and be assertive.
- Possesses strong organizational and time management skills, driving tasks to completion.
- Able to constructively work under stress and pressure when faced with high workloads and deadlines.
- Able to maintain and promote social, ethical, and organizational standards in conducting internal and external business activities.
- Able to work independently with minimum supervision.
- Able to maintain confidentiality of sensitive information.
- Able to build solid, effective working relationships with others.
- Able to exhibit ability to be sensitive to the needs, concerns, and feelings of others.
- Able to perform basic mathematical calculations.
- Proven leadership and team development capabilities.
What’s In It For You?
- Elective Benefits: Our programs are tailored to your country to best accommodate your lifestyle.
- Grow Your Career: Accelerate your path to success (and keep up with the future) with formal programs on leadership and professional development, and many more on-demand courses.
- Elevate Your Personal Well-Being: Boost your financial, physical, and mental well-being through seminars, events, and our global Life Empowerment Assistance Program.
- Diversity, Equity & Inclusion: It’s not just a phrase to us; valuing every voice is how we succeed. Join us in celebrating our global diversity through inclusive education, meaningful peer-to-peer conversations, and equitable growth and development opportunities.
- Make the Most of our Global Organization: Network with other new co-workers within your first 30 days through our onboarding program.
- Connect with Your Community: Participate in internal, peer-led inclusive communities and activities, including business resource groups, local volunteering events, and more environmental and social initiatives.
At Tec D, a TD SYNNEX Company, we’re proud to be recognized as a great place to work and a leader in the promotion and practice of diversity, equity and inclusion. If you’re excited about working for our company and believe you’re a good fit for this role, we encourage you to apply. You may be exactly the person we’re looking for!
We are an equal opportunity employer and committed to building a diverse team that represents and empowers a variety of backgrounds, perspectives, and skills. All qualified applicants will receive consideration for employment based on merit, without regard to race, colour, religion, national origin, gender, gender identity or expression, sexual orientation, protected veteran status, disability, genetics, age, or any other characteristic protected by law. To support our diversity and inclusion efforts, we may ask for voluntary gender disclosure information. This data will be used solely to improve our hiring practices and ensure fair treatment for all candidates. Seniority level
- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Finance and Sales
- Industries IT Services and IT Consulting
Referrals increase your chances of interviewing at Tec D Malaysia by 2x
Sign in to set job alerts for “Regulatory Compliance Manager” roles. Vice President - Compliance Governance & AdvisoryFederal Territory of Kuala Lumpur, Malaysia 6 days ago
Petaling Jaya, Selangor, Malaysia 2 months ago
Taman Tun Dr Ismail, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago
Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago
Petaling Jaya, Selangor, Malaysia 6 days ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
(CONTRACT) Manager, Tools, Risk and Processes | Risk Management DepartmentFederal Territory of Kuala Lumpur, Malaysia 1 week ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago
Third-Party Risk Management Advisor (Manager) - ContractWP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
AVP , Compliance Sanctions Senior Analyst – C12 (Hybrid) - MalaysiaKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Petaling Jaya, Selangor, Malaysia 6 days ago
Regulatory Affairs Senior Executive / Assistant ManagerKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago
GRC (Governance, Risk and Compliance) AnalystFederal Territory of Kuala Lumpur, Malaysia 3 weeks ago
WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago
Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrRegulatory Compliance Associate (Mandarin Speaker)
Posted 12 days ago
Job Viewed
Job Description
Join to apply for the Regulatory Compliance Associate (Mandarin Speaker) role at Accenture Southeast Asia
Get AI-powered advice on this job and more exclusive features.
Role Purpose:The primary role is to review and investigate system alerts through preliminary review to determine if there is any unusual activity or discrepancies. The Associate validates the usefulness of the alerts by utilizing internal system data sources to establish whether the transaction behavior is lawful and non-suspicious. The findings must be summarized clearly and concisely with evidences, ensuring work is completed according to established procedures and standards.
Responsibilities:- Review transactions/alerts and escalate to Level 2 if unusual activity is indicated
- Build knowledge on Fraud and Anti-Money Laundering trends
- Adhere to process requirements and established standards
- Complete tasks independently within the set timeframes
- Maintain productivity and quality standards
- Accurately update data requirements in a timely manner
- Follow organizational policies and rules
- Develop expertise in Fraud, AML, and Customer Experience domains
- Collaborate with team members and handle additional responsibilities as needed
- Respond to customer queries
- Bachelor’s Degree, preferably in Commerce & Finance
- Strong communication skills in English & Mandarin, both written and verbal
- Knowledge of AML and Compliance processes
- Logical and analytical thinking
- Team player
- Seniority level: Entry level
- Employment type: Full-time
- Job function: Finance and Sales
- Industry: Business Consulting and Services
This job is active and accepting applications.
#J-18808-LjbffrVP, Regulatory Compliance Advisor | Kuala Lumpur, MY
Posted 12 days ago
Job Viewed
Job Description
About UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values - Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
Job Description
To assist in the management and implementation of the Bank's Compliance Framework.
1) Regulatory Advisory and Liaison
- Monitor and interpret relevant regulations, laws and standards / policies affecting the bank.
- Provide expert advice to internal stakeholders on regulatory requirements, policy changes and best practices.
- Act as the liaison party with key regulators.
- Evaluation of compliance risk in product programme , marketing materials, outsourcing arrangements and business initiatives.
- To conduct compliance training sessions for employees.
- Identify compliance risks and recommend mitigation actions including formulation and to conduct training sessions for employees and/or management.
- Identify and assess compliance breaches as well as recommend corrective action plans.
- Assist in drafting, reviewing and updating compliance policies, procedures and frameworks.
- 10 - 15 years of experience in the financial industry, preferably compliance and non-financial risk functions (with exposure to financial institutions).
- Domain knowledge in Compliance.
- Strong organization skills with excellent attention to detail.
- Senior stakeholder management, the ability to build constructive partnerships with diverse stakeholders and challenge where required.
- Demonstrates in-depth technical capabilities and professional knowledge in related fields.
Be a Part of the UOB Family
UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.
Apply now and make a Difference
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territori.
Boost your career Find thousands of job opportunities by signing up to eFinancialCareers today.
#J-18808-LjbffrBe The First To Know
About the latest Construction codes Jobs in Malaysia !
Regulatory and Compliance Expert
Posted 11 days ago
Job Viewed
Job Description
ABOUT US
We’re the world’s leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value – across borders, through cities and overseas. No other organisation can address the scale, precision, pace and trust that this demands, and we’re proud to support the global economy.
We’re unique too. We were established to find a better way for the global financial community to move value – a reliable, safe and secure approach that the community can trust, completely. We’re always striving to be better and are constantly evolving in an ever-changing landscape, without undermining that trust. Five decades on, our vibrant community reflects the complexity and diversity of the financial ecosystem. We innovate diligently, test exhaustively, then implement fast. In a connected and exciting era, our mission has never been more relevant. Swift now has a presence in 200+ countries and legal territories to serve a community of more than 12,000 banks and financial institutions.
Role Overview: As a Regulatory and Compliance Expert, you will uphold and enhance our compliance standards by integrating deep knowledge of Swift's operations, products and services with the latest regulatory frameworks. This position offers the opportunity to work across functions to ensure compliance is embedded into the business and to maintain Swift’s reputation for excellence in regulatory practices.
Key Responsibilities:
- Be part of the virtual team monitoring regulatory changes and assess their impact on business operations, policies and procedures.
- Proactively identify compliance risks and collaborate on developing robust solutions to address these.
- Establish and maintain effective internal compliance controls, draft new controls as necessary, and ensure alignment with audit, risk and regulatory standards.
- Conduct periodic reviews and testing of compliance controls, reporting gaps and recommending corrective actions.
- Maintain and strengthen internal communication to ensure compliance with regulatory requirements.
- Foster a culture of compliance and accountability throughout the organization.
- Engage with various teams to facilitate understanding and implementation of compliance practices across the organization.
Required Qualifications and Skills:
- 5-10 years of experience in compliance roles within the financial sector, with a strong focus on regulatory frameworks.
- Thorough knowledge of legal and regulatory environments, particularly those impacting financial services (DORA, NIS2, ISO27001, etc.)
- Demonstrated ability to manage complex compliance initiatives with strong analytical and problem-solving skills.
- Excellent communication skills, capable of crafting clear and persuasive messages for a variety of audiences.
- Integrity, high ethical standards, and a commitment to discretion.
Desirable Skills:
- Familiarity with Swift’s control frameworks and an understanding of the 3LOD model of governance.
What we offer
We put you in control of career
We give you a competitive package
We help you perform at your best
We give you the freedom to be yourself
We give you the freedom to be yourself. We are creating an environment of unique individuals – like you – with different perspectives on the financial industry and the world. A diverse and inclusive environment in which everyone’s voice counts and where you can reach your full potential.
If you believe you require a reasonable accommodation to participate in the job application or interview process, please contact us to request accommodation.
Don’t meet every single requirement? At Swift, we are dedicated to building a workplace where people can bring their full selves and ideas to the team, so if you are excited about this role, we encourage you to apply even if you do not meet every single qualification.
#J-18808-LjbffrRegulatory Compliance Manager, Markets and Securities Services - Malaysia | Kuala Lumpur, MY
Posted 4 days ago
Job Viewed
Job Description
Regulatory Compliance Manager, Markets and Securities Services - Malaysia
Some careers grow faster than others.
If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.
HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.
We are currently seeking an experienced professional to join our team in the role of Regulatory Compliance Manager, Markets and Securities Services - Malaysia.
The Regulatory Compliance Manager, Markets and Securities Services (MSS) Malaysia is responsible for supporting Head of Regulatory Compliance (RC) and Corporate and Institutional Banking (CIB) Malaysia in the implementation, with guidance from Global and Regional Head of all aspects of Regulatory Compliance including impact analysis of regulatory changes affecting business and support the coordination and execution of the designated Regulatory Compliance work streams and assurance in Malaysia, while ensuring alignment with Global Standards and Conventional Banking requirements as well as Islamic Banking requirements. The scope of responsibility of role holder covers HSBC Bank Malaysia Berhad (HBMY), HSBC Amanah Malaysia Berhad (HBMS), HSBC Trustee Malaysia Bhd (HKTM).
The role requires strong partnership and collaboration with the various business teams and has responsibility for supporting the Head of Regulatory Compliance (RC) and Corporate and Institutional Banking (CIB) in the implementation of Regulatory Compliance policies and standards, local laws and regulations. The role is to ensure a robust and effective regulatory compliance framework within the wholesale business. It will monitor and track the progress of designated work streams and initiatives underway which fall under the umbrella of Regulatory Compliance Risk, provide policy advice, risk stewardship including advisory support related to conventional and Islamic Banking products, services and clients.
The role will also need to stay at the forefront of regulatory changes, to ensure proactive communication with business and where required, develop or support appropriate policy and framework to manage the changes in Malaysia and to provide risk stewardship including advisory support to the MSS business.
Principal Accountabilities:
- To provide support to the Head of Regulatory Compliance (RC) and Corporate and Institutional Banking (CIB) in the containment of regulatory compliance risks. This includes ensuring proactive approach is taken for the identification of Regulatory Compliance risk change and potential impacts on the conventional and Islamic Banking Business Model in Malaysia.
- Continuous support to the Head of Regulatory Compliance (RC) and Corporate and Institutional Banking (CIB) in ensuring appropriateness / robustness / effectiveness of framework to monitor regulatory compliance developments impacting MSS in Malaysia.
- Support Head of Regulatory Compliance (RC) and Corporate and Institutional Banking (CIB) in the implementation of actions to address, manage and mitigate impacts of regulatory changes.
Support the implementation of global standards, strategic policies, compliance-related projects / programmes which ensure bank's exposure to current risks and emerging arising risk is managed and mitigated appropriately, in a commercially focused and practical manner. - Support and assists in the effective deployment of the Compliance Assurance function e.g. in providing the relevant input.
- Liaison with relevant stakeholders to provide expertise and support on all Regulatory Compliance related matters.
- To assist in interaction with Regulators and industry bodies in Malaysia, on Regulatory Compliance matters.
- To assist H ead of Regulatory Compliance (RC) and Corporate and Institutional Banking (CIB) in ensuring the appropriate timely and relevant risk information is provided to MSS management and business risk forums.
- To assist in enhancing regulatory compliance awareness amongst MSS staff.
- To assist in monitoring changes to business practices and products/services and to ensure that regulatory compliance procedures and controls are adequate to cover them.
- To maintain a strong communication and working relationship with Business and other Risk Disciplines, Functions and Global Businesses to ensure implementation of new disciplines.
- Share best practice with group offices, other business lines and other regions.
- To maintain and develop positive and professional working relationships with the Compliance functions.
Requirements
- Degree qualification of at least 5 years of regulatory compliance or relevant experience, preferably with regulatory compliance experience in Markets and Securities Services.
- Significant degree of professional independence.
- Strong team-player attitude.
- Excellent communication and inter-personal skills, with experience in dealing with stakeholders at various levels including the capacity to articulate the case for risk management and policy in the language of business.
- Ability to develop practical, cost effective solutions to complex issues.
- Experience in dealing with regulatory matters and confident interaction with Regulators.
- Consistent follow-through in ensuring corrective and mitigating actions are put in place or closed out.
- Pro-active in identifying regulatory compliance issues or developing appropriate recommendations/solutions.
- Good planning skills are required in order to perform his/her principal accountabilities and manage a varied workload on a timely basis.
- Practical and effective in providing advice to the relevant functions/businesses management.
Due to the urgent hiring need, candidates with immediate right to work locally and no relocation needed will be prioritized.
Opening up a world of opportunity.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by HSBC Bank Malaysia Berhad
Boost your career Find thousands of job opportunities by signing up to eFinancialCareers today.
#J-18808-LjbffrEXECUTIVE , REGULATORY AND COMPLIANCE (QC)
Posted 12 days ago
Job Viewed
Job Description
- Regulatory Standards Integration: Implement compliance frameworks (e.g., HACCP,
ISO 22000) and embed regulatory requirements in factory processes. - Audits & Inspections: Conduct internal and mock audits to ensure the factory is always
“audit-ready” and meets inspection standards. - Real-Time Monitoring: Use IoT and data analytics to monitor food safety systems and
address deviations immediately. - Cross-functional collaboration: Work with R&D, maintenance, and sustainability
teams to innovate while maintaining compliance. - Training Programs: Build a compliance culture through workshops, employee training,
and ambassador programs. - Incident Management: Lead crisis responses for food safety issues, recalls, or
compliance failures, using root cause analysis. - Labelling Compliance: Ensure all product labels meet legal and company standards,
incorporating real-time updates. - Supplier Compliance: Track supplier adherence to standards and maintain traceability
for raw materials and products. - Documentation & Reporting: Maintain a digital dashboard for compliance metrics and
prepare regulatory submissions. - Regulatory Engagement: Liaise with regulatory bodies, stay updated on changes and
represent the factory in industry events.
Please fill up the form and upload the resume. We will contact with you shortly to schedule an interview.
Full Name *
Email *
Phone * Malaysia +60
Select Job Application EXECUTIVE , REGULATORY AND COMPLIANCE (QC) EXECUTIVE, IT TECHNICAL SUPPORT
Upload your resume here No file chosen
Message
Job LevelExecutive
Salary RangeRM3000.00 – RM3500.00
- Employment contract term : 1 year
- Yearly annual increment and performance bonus