28 Compliance Monitoring jobs in Malaysia

Monroe Consulting Group is partnering up with a leading fintech company, looking for a Senior Compliance Officer. You will be part of the Business Compliance team and will play a vital role in ensuring that our client's operations, framework in the jurisdictions they operate in APAC, adhere to all applicable regulatory requirements are in alignment with their various service partners compliance requirements and that the practices adhere to their internal policies.

Responsibilities:

• Assist with collating and completing the required Service Partners, Bank Partners Due Diligence/Onboarding/Risk Assessments requests, inspections & audits.
• Have a core focus on monitoring changes in the Regulatory landscape where the company operates, drafting responses to applicable regulatory consultation, identify and report on industry changes that may affect the business, as well as determining the required action to be undertaken. (including but not limited to required updates to applicable policies, and procedures)
• Assist with collating and submitting responses to regulatory, and industry draft consultation from the company's point of view.
• Prepare reports on compliance activities and present findings to senior management and relevant stakeholders.
• Advise, consult and assist the First line and key impacted business stakeholders with process, systems and operations developments and changes.
• Review and undertake deep dives and analysis of current processes and procedures and perform appropriate review and challenge to assist with the uplift and design of fit for purpose solutions.
• Assist the Head of Compliance with the necessary actions pertaining to Business Compliance deliverables on Company projects, priorities

Requirements:

• Bachelor's degree in Law, Finance, Business Administration, or a related field is highly desirable
• Minimum 5 years of experience with demonstrated expertise in compliance within the financial services or fintech sectors in the APAC Region, preferably with experience dealing with Australia, Singapore, Philippines, Malaysia.
• Strong knowledge of relevant regulations including but not limited to Payment Services regulations and regulatory landscape in APAC, AML/CTF and data protection laws
• Proven track record of developing and implementing compliance programs.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills, with the ability to effectively engage with various stakeholders.
• Certification in compliance-related fields, such as CAMS, ICA, or similar, is highly desirable.

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About the role:

As a Senior Compliance Officer at Ezypay, you will be part of the Business Compliance team and will play a vital role in ensuring that our operations, framework in the jurisdictions we operate in APAC adhere to all applicable regulatory requirements and that our practices adhere to our internal policies & practices.

Your experience in the payment services sector will support and contribute to the Business Compliance team overall objective of assisting the company in navigating complex regulatory and compliance landscapes, identifying, treating, mitigating, and minimizing risks, and safeguarding our clients' interests.

As a Senior Compliance Officer, you will:

• Assist with collating and completing the required Service Partners, Bank Partners Due Diligence/Onboarding/Risk Assessments requests, inspections & audits.
• Have a core focus on monitoring changes in the Regulatory landscape where we operate, drafting responses to applicable regulatory consultation, identifying and reporting on industry changes that may affect the business, as well as determining the required action to be undertaken, including but not limited to required updates to applicable policies and procedures.
• Assist with collating and submitting responses to regulatory and industry draft consultation from an Ezypay point of view.
• Prepare reports on compliance activities and present findings to senior management and relevant stakeholders.
• Advise, consult, and assist our First line and key impacted business stakeholders with process, systems, and operations developments and changes. You will review and undertake deep dives and analysis of current processes and procedures and perform appropriate review and challenge to assist with the uplift and design of fit-for-purpose solutions.
• Assist the Head of Compliance with the necessary actions pertaining to Business Compliance deliverables on Company projects and priorities.

Minimum Requirements:

• Bachelor’s degree in Law, Finance, Business Administration, or a related field is highly desirable.
• Minimum 5 years of experience with demonstrated expertise in compliance within the financial services or fintech sectors in the APAC Region, preferably with experience dealing with Australia, Singapore, Philippines, Malaysia.
• Strong knowledge of relevant regulations including but not limited to Payment Services regulations and regulatory landscape in APAC, AML/CTF and data protection laws.
• Proven track record of developing and implementing compliance programs.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills, with the ability to effectively engage with various stakeholders.
• Certification in compliance-related fields, such as CAMS, ICA, or similar, is highly desirable.

Benefits:

• Competitive salary package & performance bonus.
• Gym subsidies.
• Casual dress code.
• Flexible working arrangements (including work from home and remote ).
• Generous number of Annual Leaves.
• Extensive medical coverage (including dental & optical ).
• Delicious office snacks.
• Guidance and mentoring from leaders within the business.
• Dynamic, positive work environment.
• Fantastic team culture.

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About the role:

As a Senior Compliance Officer at Ezypay, you will be part of the Business Compliance team and will play a vital role in ensuring that our operations, framework in the jurisdictions we operate in APAC adhere to all applicable regulatory requirements and that our practices adhere to our internal policies & practices. Your experience in the payment services sector will support and contribute to the Business Compliance team overall objective of assisting the company in navigating complex regulatory and compliance landscapes, identifying, treating, mitigating, and minimizing risks, and safeguarding our clients' interests. As a Senior Compliance Officer, you will:

Assist with collating and completing the required Service Partners, Bank Partners Due Diligence/Onboarding/Risk Assessments requests, inspections & audits. Have a core focus on monitoring changes in the Regulatory landscape where we operate, drafting responses to applicable regulatory consultation, identifying and reporting on industry changes that may affect the business, as well as determining the required action to be undertaken, including but not limited to required updates to applicable policies and procedures. Assist with collating and submitting responses to regulatory and industry draft consultation from an Ezypay point of view. Prepare reports on compliance activities and present findings to senior management and relevant stakeholders. Advise, consult, and assist our First line and key impacted business stakeholders with process, systems, and operations developments and changes. You will review and undertake deep dives and analysis of current processes and procedures and perform appropriate review and challenge to assist with the uplift and design of fit-for-purpose solutions. Assist the Head of Compliance with the necessary actions pertaining to Business Compliance deliverables on Company projects and priorities. Minimum Requirements:

Bachelor’s degree in Law, Finance, Business Administration, or a related field is highly desirable. Minimum 5 years of experience

with demonstrated expertise in compliance within the financial services or fintech sectors in the APAC Region, preferably with experience dealing with

Australia, Singapore, Philippines, Malaysia. Strong knowledge of relevant regulations including but not limited to Payment Services regulations and regulatory landscape in

APAC, AML/CTF

and data protection laws. Proven track record of developing and implementing compliance programs. Excellent analytical and problem-solving skills. Strong communication and interpersonal skills, with the ability to effectively engage with various stakeholders. Certification in compliance-related fields, such as CAMS, ICA, or similar, is highly desirable. Benefits:

Competitive salary package & performance bonus. Gym subsidies. Casual dress code. Flexible working arrangements ( including work from home and remote ). Generous number of Annual Leaves. Extensive medical coverage ( including dental & optical ). Delicious office snacks. Guidance and mentoring from leaders within the business. Dynamic, positive work environment. Fantastic team culture.

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This job is for a Senior Compliance Analyst focusing on Transaction Monitoring at TranSwap. You might like this job because it involves investigating financial crimes and ensuring compliance while working in a dynamic fintech environment.

TranSwap is an award-winning fintech provider that offers innovative cross-border payment and foreign exchange solutions for businesses, especially small and medium-sized enterprises (SMEs). With a mission to simplify international payments, TranSwap enables companies to send and receive money globally with competitive exchange rates, lower fees, and faster processing times compared to traditional banks.

We are now expanding our Compliance team and seeking 1 Senior Compliance Analyst – Transaction Monitoring to join us in a high-impact, fast-paced environment with cross-border exposure and opportunities for growth.

Roles and Responsibilities

We are looking for a detail-oriented and results-driven Senior Compliance Risk Analyst in Transaction Monitoring with 5 years+ of hands-on experience in Transaction Monitoring, AML/CFT compliance, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) within the FinTech, payments, or financial services sector.

This role plays a pivotal part in detecting and mitigating financial crime risks across various jurisdictions, ensuring full adherence to global and local regulatory standards. You will be instrumental in leading complex investigations, refining monitoring frameworks, and collaborating across teams to foster a robust compliance culture.

Key Responsibilities

A. Transaction Monitoring & Investigations

• Support Transwap’s compliance efforts across multiple jurisdictions.
• Lead and execute daily and periodic transaction monitoring reviews to detect, investigate, and escalate suspicious activity in accordance with internal policies and regulatory expectations.
• Utilise the AML monitoring systems to conduct ongoing reviews of customer transactions and identify potential suspicious activities.
• Conduct end-to-end investigations of unusual transactions and draft high-quality STRs/SARs for timely submission to senior management.
• Perform ongoing reviews and optimization of transaction monitoring rules, thresholds, and typologies to ensure effectiveness and reduce false positives.
• Collaborate with analytics/IT teams to improve compliance system logic and scenario tuning.
• Maintain accurate and up-to-date records of AML-related activities, including transaction reviews, investigations, and SAR filings.
• Methodical and a strong analytical mindset with strong attention to detail, report writing and documenting outcomes of investigations

B. CDD & EDD Oversight

• Conduct enhanced due diligence and/or periodical reviews on high-risk customers and ensure compliance with Know Your Business (KYB) requirements.
• Work closely with KYC teams to ensure robust execution of onboarding, periodic reviews, and event-driven reviews in line with regulatory requirements and internal risk appetite.
• Provide second-line review and quality assurance for high-risk clients, complex ownership structures, and cases requiring EDD.
• Escalate adverse findings, PEP/sanction hits, or high ML/TF risk indicators for management review.

C. Compliance Risk Management

• Follow policies and procedures to ensure compliance with regulations, including but not limited to Anti-Money Laundering (AML) and Know Your Business (KYB)
• Contribute to AML/CFT risk assessments, customer risk rating models, and enterprise-wide ML/TF risk evaluations.
• Assist in the improvement and continual enhancement of compliance policies, SOPs, guidance documents, and training content.

D. Testing & Regulatory Engagement

• Support internal and external compliance audits, regulatory inspections, and control testing programs.
• Maintain proper documentation and ensure evidence of effective monitoring and mitigation is available for examination.
• Stay up to date on key global and regional regulatory changes and proactively recommend necessary control enhancements.
• Participate in initiatives to improve compliance tools, system automation, and data analytics capabilities.

Key Attributes for Success

• High integrity, sound judgment, and unwavering ethical standards.
• Analytical mindset with strong critical thinking and problem-solving skills surrounding Compliance and Risk.
• Proactive and able to work both independently and as part of a cross-functional team.
• Strong interpersonal and communication skills, with the ability to collaborate effectively with stakeholders at all levels.
• A passion for financial crime prevention, innovation in compliance, and continuous learning.
• Have deep understanding of financial institutions, payments, money service businesses, and/or banking compliance, including knowledge of AML/CTF and data protection.
• Excellent analytical and problem-solving skills, with the ability to effectively manage and prioritise multiple tasks.
• Possess a “getting-things-done” mindset and demonstrate a strong work ethic as well as a high degree of integrity

Job Requirements

Qualifications & Experience

• 5 years and above of relevant experience in AML/CFT compliance, EDD, and transaction monitoring within FinTech, payments, or banking.
• Deep familiarity with AML/CFT laws and guidelines, particularly
• MAS Notice 626, FATF Recommendations, HKMA AML Guidelines, OJK Regulation No. 12/POJK.01/2017, and FCA Handbook (SYSC, AML)
• Demonstrated proficiency in the following.
• STR/SAR reporting
• Sanctions and PEP screening
• Using monitoring and onboarding systems (e.g., Actimize, Sumsub, SAS, ComplyAdvantage, Dow Jones, WorldCheck).

4.Professional certification is a plus, such as:

• CAMS, ICA Diploma in AML, Advanced AML Certification, or Goco.

Skills

Transaction Monitoring

Know Your Customer

Compliance Management

Financial Technology (FinTech)

Company Benefits Subsidised Parking

Parking is a hassle and a cost, let us handle that!

Coffee Tea or me?

Have some "me" time over coffee and tea. Nice pantry and lounge area to have a relaxing time while working.

We believe in grooming every individual differently according to their strengths and preferences.

Employee welfare and bonding

Quarterly team bonding activities. Let's have fun doing activities together other than working.

We are International!

We have offices across the globe, which means there will be opportunities for overseas deployments!

TranSwap was founded in 2015 with a single goal - to empower businesses with fintech capabilities and remove cross-border barriers to grow.We are an award-winning fintech solutions provider, curating solutions to empower businesses and enterprises to scale existing markets and reach new global markets. Our products includes global digital wallets, cross-border payments, collections and conversion at rates better.

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Join to apply for the Quality & Compliance Officer - Pet Food role at Addiction Pet Foods

Join to apply for the Quality & Compliance Officer - Pet Food role at Addiction Pet Foods

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About The Job

Position:

Quality & Compliance Lead – Pet Food (Independent Contractor)

Work Set-up:

Remote Work

About The Job

Position: Quality & Compliance Lead – Pet Food (Independent Contractor)

Work Set-up: Remote Work

Job Summary : The Quality & Compliance Lead – Pet Food will be in charge of regulatory compliance processes, ensuring adherence to international and local regulations concerning import, export, product packaging, and food safety. The role requires a proactive individual with expertise in quality standards, regulatory requirements, and training development. This position will also provide support to Quality Assurance and Sales teams and manage supplier accreditation processes. This is a remote position with occasional travel requirements.

Key Responsibilities

• Manage regulatory compliance tasks, including obtaining import and export permits, reviewing packaging for new products, and reviewing Overseas Market Access Requirements (OMAR).
• Handle all regulatory-related tasks, ensuring the company’s compliance with industry standards and government regulations.
• Manage complaints related to product quality; conduct root cause analysis and implement corrective actions as needed.
• Support the Sales team with regulatory and compliance matters concerning OEM (Original Equipment Manufacturer) operations.
• Oversee supplier accreditation processes and ensure suppliers meet all regulatory requirements.
• Conduct training sessions on Food Safety, HACCP, and other relevant compliance topics.
• Develop and recommend quality and safety programs, including the creation and implementation of Standard Operating Procedures (SOPs).
• Collaborate with and provide support to the Quality Assurance team to uphold product quality and safety standards.
• Stay updated on international regulations and apply relevant insights to enhance compliance processes and systems.
  
  

Job Qualifications

• Bachelor’s degree in Food Science, Chemistry, Regulatory Affairs, or a related field.
• Minimum of 5 years of experience in regulatory compliance, preferably within the food manufacturing or pet food industry.
• Strong understanding of regulatory requirements for import, export, packaging, and food safety.
• Certification in HACCP, Food Safety, or equivalent is an advantage.
• Experience in supplier audits and supplier management.
• Excellent communication and training skills with the ability to develop and deliver compliance training programs.
• Analytical skills to manage complaints and perform quality-related investigations.
• Ability to work independently and collaboratively with cross-functional teams.
• Knowledge of international regulatory frameworks is a plus.
  
  

Key Competencies

• Detail-oriented and well-organized.
• Strong problem-solving and decision-making abilities.
• Ability to handle multiple tasks and prioritize effectively.
• Strong interpersonal and leadership skills.

Seniority level

• Seniority level Mid-Senior level

Employment type

• Employment type Contract

Job function

• Job function Legal
• Industries Food and Beverage Manufacturing

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Join to apply for the Compliance Officer (50-60% part-time) role at Centralis Group

2 days ago Be among the first 25 applicants

Join to apply for the Compliance Officer (50-60% part-time) role at Centralis Group

Direct message the job poster from Centralis Group

Group Talent Manager | Luxembourg | Global | We are hiring!

Centralispartners with Alternative Investment Firms and Corporates, providing administrative, global expansion and governance solutions, tailored to clients' unique needs and challenges by providing seamless alignment of our resources with your objectives. Founded in 2006, Centralis is headquartered in Luxembourg and has offices in 13 jurisdictions. Today, Centralis employs over 450 highly experienced, multilingual professionals across all our jurisdictions. Our team has been selected from a diverse background, focusing on financial, investment and legal professionals with an exemplary client services track record.

What we offer:

At Centralis, we work in a dynamic, human-size, multi-cultural environment. We attach great importance to the personal fulfilment and professional development of our employees. We offer you an interesting and rewarding job, an attractive salary package and a number of benefits, including training support, flexibility and a hybrid model (2 days of home office every week starting after the probationary period.)

We are currently recruiting a Compliance Officer (50-60% part-time) for our independent fund directorship business in the Cayman Islands . The successful candidate will demonstrate an eagerness to learn and have a flexible approach to their work.

Managing a team, you will have the following responsibilities:

You ensure that the business of Centralis in the Cayman Islands complies with applicable laws, regulations, supervisory requirements, internal policies and procedures. The compliance function’s objective is to identify and assess the compliance risk of the company, as well as to assist senior management in managing and monitoring this risk. This role would suit candidates with a legal or economic background, and experience in the financial services industry in the Cayman Islands. Candidates should be able to work autonomously, and possess strong communication, organizational and presentation skills.

• Serve as the CO/AMLCO and MLRO for the Cayman business, oversee regulatory obligations (laws, regulations, standards of good practice, sanctions) and identify gaps in policies and procedures.
• Review and approve client onboarding and periodic reviews, and oversee transaction monitoring activities.
• Conduct risk assessments, implement and track compliance action plans, and execute the annual compliance plan.
• Ensure local implementation of group policies in alignment with legal and regulatory requirements, including non-AML areas such as outsourcing, risk, and governance.
• Prepare and deliver internal and external compliance reports, and support various local and group-level projects.
• Act as the main liaison with regulators and auditors, provide compliance training, advise on complex matters, and offer support across jurisdictions when needed.
• Bachelor’s or Master’s degree in a relevant field.
• At least four years of experience in a compliance function within a corporate services environment serving an international client base.
• Experience working with the Cayman Islands Monetary Authority (CIMA) and its regulatory requirements.
• Strong knowledge of compliance systems, processes, and regulatory frameworks.
• Demonstrates a proactive, accountable, and solutions-oriented approach.
• Adaptable, resilient, and capable of navigating evolving regulatory and business challenges.

Seniority level

• Seniority level Associate

Employment type

• Employment type Part-time

Job function

• Job function Legal
• Industries Professional Services and Financial Services

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George Town, George Town, Cayman Islands 2 weeks ago

George Town, George Town, Cayman Islands 2 weeks ago

George Town, George Town, Cayman Islands 2 weeks ago

Deputy Compliance Officer & DMLRO (Global Exchange)

George Town, George Town, Cayman Islands 2 weeks ago

EY-Parthenon - Compliance and Operations Wealth Manager, International Wealth Management - George Town (Cayman Islands)

George Town, George Town, Cayman Islands 20 hours ago

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Join to apply for the

Compliance Officer (50-60% part-time)

role at

Centralis Group 2 days ago Be among the first 25 applicants Join to apply for the

Compliance Officer (50-60% part-time)

role at

Centralis Group Direct message the job poster from Centralis Group Group Talent Manager | Luxembourg | Global | We are hiring!

Centralispartners with Alternative Investment Firms and Corporates, providing administrative, global expansion and governance solutions, tailored to clients' unique needs and challenges by providing seamless alignment of our resources with your objectives. Founded in 2006, Centralis is headquartered in Luxembourg and has offices in 13 jurisdictions. Today, Centralis employs over 450 highly experienced, multilingual professionals across all our jurisdictions. Our team has been selected from a diverse background, focusing on financial, investment and legal professionals with an exemplary client services track record. What we offer: At Centralis, we work in a dynamic, human-size, multi-cultural environment. We attach great importance to the personal fulfilment and professional development of our employees. We offer you an interesting and rewarding job, an attractive salary package and a number of benefits, including training support, flexibility and a hybrid model (2 days of home office every week starting after the probationary period.) We are currently recruiting a

Compliance Officer (50-60% part-time)

for our independent fund directorship business in the

Cayman Islands . The successful candidate will demonstrate an eagerness to learn and have a flexible approach to their work. Managing a team, you will have the following responsibilities: You ensure that the business of Centralis in the Cayman Islands complies with applicable laws, regulations, supervisory requirements, internal policies and procedures. The compliance function’s objective is to identify and assess the compliance risk of the company, as well as to assist senior management in managing and monitoring this risk. This role would suit candidates with a legal or economic background, and experience in the financial services industry in the Cayman Islands. Candidates should be able to work autonomously, and possess strong communication, organizational and presentation skills. Serve as the CO/AMLCO and MLRO for the Cayman business, oversee regulatory obligations (laws, regulations, standards of good practice, sanctions) and identify gaps in policies and procedures. Review and approve client onboarding and periodic reviews, and oversee transaction monitoring activities. Conduct risk assessments, implement and track compliance action plans, and execute the annual compliance plan. Ensure local implementation of group policies in alignment with legal and regulatory requirements, including non-AML areas such as outsourcing, risk, and governance. Prepare and deliver internal and external compliance reports, and support various local and group-level projects. Act as the main liaison with regulators and auditors, provide compliance training, advise on complex matters, and offer support across jurisdictions when needed. Bachelor’s or Master’s degree in a relevant field. At least four years of experience in a compliance function within a corporate services environment serving an international client base. Experience working with the Cayman Islands Monetary Authority (CIMA) and its regulatory requirements. Strong knowledge of compliance systems, processes, and regulatory frameworks. Demonstrates a proactive, accountable, and solutions-oriented approach. Adaptable, resilient, and capable of navigating evolving regulatory and business challenges. Seniority level

Seniority level Associate Employment type

Employment type Part-time Job function

Job function Legal Industries Professional Services and Financial Services Referrals increase your chances of interviewing at Centralis Group by 2x Sign in to set job alerts for “Compliance Officer” roles.

George Town, George Town, Cayman Islands 2 weeks ago George Town, George Town, Cayman Islands 2 weeks ago George Town, George Town, Cayman Islands 2 weeks ago Deputy Compliance Officer & DMLRO (Global Exchange)

George Town, George Town, Cayman Islands 2 weeks ago EY-Parthenon - Compliance and Operations

Wealth Manager, International Wealth Management - George Town (Cayman Islands)

George Town, George Town, Cayman Islands 20 hours ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

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Team Head of Trade Finance Transaction Monitoring (Compliance) - Penang Team Head of Trade Finance Transaction Monitoring (Compliance) - Penang

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Direct message the job poster from Commerz Global Service Solutions

Human Resources Specialist at Commerz Global Service Solutions

Job Purpose :

• Supervise a group of AML Transaction Monitoring alert analysts responsible for handling transaction monitoring and Client Screening alert adjudication on daily basis.
• Ensure investigations, research, disposition, documentation and finally the closure of alerts by team members are in timely manner in accordance with the regulatory and the banks standard.
• Making sure team has ownership of end-to-end alert closure process including documentation and other source of information for quality assurance and audit purpose.
• Keep track of the progress update on alerts status on daily basis to ensure alerts cleared within the agreed turnaround timeline by team members.
• Assure team members response to the request for information (RFI) from stakeholder in timely manner.
• Adherence to the bank AML/ Compliance relevant policies and procedures as well as understanding of regulatory landscape of central banks in locations.
• Carry out tasks delegated by the Head of Compliance Ops.

Key Activities :

• Adequate planning of team capacity to ensure quantity and quality of alert handling taking planned absences e.g. holidays and unplanned absences e.g. sickness into account.
• Produce both routine and ad-hoc reports for various internal stakeholders including the Management Board, Committees, Country/Regional Compliance Teams and/or Departments.
• To be able to advise team members on their dispute in Transaction Monitoring and name screening alerts.
• Act as a PIC to revert on QA/ Internal or External audit queries.
• Participate in the regular meeting with stakeholders.
• Updates team with the latest updated Global Procedures on Transaction Monitoring and name screening.
• To guide the team during annual exercise such as Call tree / BCM/ Tuning exercise and other projects as assigned by HOD.
• Ensure the team completes trainings as and when assigned within the stipulated deadline.
• Ability to take on other management tasks/ ad-hoc tasks as assigned.
• Ensure consistency in communication so that directional advice is clear and concise when discussing AML/Compliance Operations to a wider or stakeholder audience.
• Lead by example, demonstrating core behaviours and values including teamwork, focus, drive, and determination.
• Support Head of Compliance Operations by participating in enhancement projects for TxM / WLF SAN

Formal Education :

• University or local equivalent degree required. Degree in a Business-related / Banking / Finance discipline or similar education would be an advantage.
• Professional Certification in AML preferred.

Specialist Knowledge :

• • At least 8 years professional experience in Transaction Monitoring / Anti-Money Laundering / Compliance functions preferrable within a bank and/or financial institutions.
• • Must possess managerial experience in managing a team who used to direct report to him /her.
• • Working experience in an international environment is a plus.
• • Advanced time management skills with the ability to execute tasks within tight deadlines.
• • Ability to work and make decisions independently.
• • Strong interpersonal skill set, particularly in a cross-cultural environment.
• • Ability to quickly comprehend, simplify and present complex structures, issues, and challenges to broad audiences.
• • Ability to manage AML responses to QA/ QC/ AML Reviews and Audit reports.
• • Capable of dealing issues for which there is no clear-cut solution while still being able to provide judgement and clear direction.

Seniority level

• Seniority level Mid-Senior level

Employment type

• Employment type Full-time

Job function

• Job function Management, Other, and Administrative
• Industries International Trade and Development, Banking, and Financial Services

Referrals increase your chances of interviewing at Commerz Global Service Solutions by 2x

Sign in to set job alerts for “Compliance Manager” roles. Compliance Manager (Forensic Investigation) Team Head Transaction Monitoring (Compliance) - KL

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 12 hours ago

Trade Compliance Specialist (Based in Kulim Kedah, Malaysia) Corporate Trainee - Transaction Monitoring (Compliance) (12 months contract) Analyst 4 – Logistics & Warehouse Management Front Desk Manager (M/W) Club Med Resort Malaysia or overseas Stocks & Procurement Manager (M/W) Club Med Resort Malaysia or overseas Technology Consulting - Cyber Security (Senior Associate/ Manager) - Based in Penang Sales Operations Supervisor (Korean Speaking) Internship - Governance, Risk &Compliance Services (Penang) Internship - Governance, Risk & Compliance Services (Penang) Sanctions Operations Processing Analyst - Hybrid

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Team Head of Trade Finance Transaction Monitoring (Compliance) - Penang

Team Head of Trade Finance Transaction Monitoring (Compliance) - Penang

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Commerz Global Service Solutions Human Resources Specialist at Commerz Global Service Solutions

Job Purpose : Supervise a group of AML Transaction Monitoring alert analysts responsible for handling transaction monitoring and Client Screening alert adjudication on daily basis. Ensure investigations, research, disposition, documentation and finally the closure of alerts by team members are in timely manner in accordance with the regulatory and the banks standard. Making sure team has ownership of end-to-end alert closure process including documentation and other source of information for quality assurance and audit purpose. Keep track of the progress update on alerts status on daily basis to ensure alerts cleared within the agreed turnaround timeline by team members. Assure team members response to the request for information (RFI) from stakeholder in timely manner. Adherence to the bank AML/ Compliance relevant policies and procedures as well as understanding of regulatory landscape of central banks in locations. Carry out tasks delegated by the Head of Compliance Ops. Key Activities : Adequate planning of team capacity to ensure quantity and quality of alert handling taking planned absences e.g. holidays and unplanned absences e.g. sickness into account. Produce both routine and ad-hoc reports for various internal stakeholders including the Management Board, Committees, Country/Regional Compliance Teams and/or Departments. To be able to advise team members on their dispute in Transaction Monitoring and name screening alerts. Act as a PIC to revert on QA/ Internal or External audit queries. Participate in the regular meeting with stakeholders. Updates team with the latest updated Global Procedures on Transaction Monitoring and name screening. To guide the team during annual exercise such as Call tree / BCM/ Tuning exercise and other projects as assigned by HOD. Ensure the team completes trainings as and when assigned within the stipulated deadline. Ability to take on other management tasks/ ad-hoc tasks as assigned. Ensure consistency in communication so that directional advice is clear and concise when discussing AML/Compliance Operations to a wider or stakeholder audience. Lead by example, demonstrating core behaviours and values including teamwork, focus, drive, and determination. Support Head of Compliance Operations by participating in enhancement projects for TxM / WLF SAN Formal Education : University or local equivalent degree required. Degree in a Business-related / Banking / Finance discipline or similar education would be an advantage. Professional Certification in AML preferred. Specialist Knowledge : • At least 8 years professional experience in Transaction Monitoring / Anti-Money Laundering / Compliance functions preferrable within a bank and/or financial institutions. • Must possess managerial experience in managing a team who used to direct report to him /her. • Working experience in an international environment is a plus. • Advanced time management skills with the ability to execute tasks within tight deadlines. • Ability to work and make decisions independently. • Strong interpersonal skill set, particularly in a cross-cultural environment. • Ability to quickly comprehend, simplify and present complex structures, issues, and challenges to broad audiences. • Ability to manage AML responses to QA/ QC/ AML Reviews and Audit reports. • Capable of dealing issues for which there is no clear-cut solution while still being able to provide judgement and clear direction. Seniority level

Seniority level Mid-Senior level Employment type

Employment type Full-time Job function

Job function Management, Other, and Administrative Industries International Trade and Development, Banking, and Financial Services Referrals increase your chances of interviewing at Commerz Global Service Solutions by 2x Sign in to set job alerts for “Compliance Manager” roles.

Compliance Manager (Forensic Investigation)

Team Head Transaction Monitoring (Compliance) - KL

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 12 hours ago Trade Compliance Specialist (Based in Kulim Kedah, Malaysia)

Corporate Trainee - Transaction Monitoring (Compliance) (12 months contract)

Analyst 4 – Logistics & Warehouse Management

Front Desk Manager (M/W) Club Med Resort Malaysia or overseas

Stocks & Procurement Manager (M/W) Club Med Resort Malaysia or overseas

Technology Consulting - Cyber Security (Senior Associate/ Manager) - Based in Penang

Sales Operations Supervisor (Korean Speaking)

Internship - Governance, Risk &Compliance Services (Penang)

Internship - Governance, Risk & Compliance Services (Penang)

Sanctions Operations Processing Analyst - Hybrid

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